Originally published in Objectivity, Volume 1, Number 2.
In Ayn Rand's novel, Atlas Shrugged, Ken Danagger asks Dagny Taggart:
"And if you met those great men in heaven, . . . what would you want to say to them?"
"Just . . . just hello, I guess."
"That's not all," said Danagger. "There's something you'd want to hear from them . . . you'd want them to look at you and say, Well done."
She dropped her head and nodded silently. . . . (Rand 1957, 735)
In this passage, Dagny shows an intense desire to be recognized and appreciated by heroes. She was not the sort of character who desired false praise or approval of others in place of self-approval. She did desire a deserved approval, a recognition of her and her achievements.
Why?
In this essay, I shall argue that it is a part of man's nature, of his animal as well as his rational nature, to desire positive responses from others. The desire to be liked by others, to have pleasant day-to-day interactions with other people, and to enjoy positive feedback on many levels of social interaction is a need of man's conceptual and perceptual nature. It is a vital factor in human development. A person cannot experience the most happiness possible in life if this deep need is left unfulfilled.
Aristotle posed the question: Why does a happy and
self-sufficient man need friends? His answer was an
early forerunner of the view elaborated here: A good
man gets pleasure from contemplation of the good, a
friend is another self, and "we can contemplate our
neighbors better than ourselves and their actions
better than our own." Therefore, the supremely happy
man will need good friends because "his purpose is to
contemplate worthy actions and actions that are his
own, and the actions of a good man who is his friend
have both these qualities" (Aristotle 1941,
EN.9.9.1169b30-1170a4).
Ayn Rand spent much of her career defending and
explaining man's unique form of consciousness -- reason.
She explored such issues as how the ability to reason
distinguishes man from the other animals, how reason
works, and why man needs freedom to use his reason. She
explained a number of man's most interesting and unique
characteristics as being caused by his possession of
reason.
Rand argued that man produces and needs
art because his conceptual consciousness has a
special need to concretize its basic grasp of reality
(Rand 1975, 17-20). Nathaniel Branden, an associate of
Rand's, argued that man needs romantic love
because, unlike introspective awareness, love enables
man to perceive his self in the world (Branden 1969,
184-88, 195-98). These theories propose that art and
love derive specifically from the need to integrate the
abstract and the concrete, the conceptual and the
perceptual. Man is a rational animal and, as such, has
cognitive needs resulting from his animal nature in
combination with his rational faculty.
Abstractions themselves exist only in man's
mind -- everything else in reality is concrete. One of
man's fundamental cognitive needs is to concretize his
ideas and values, to grasp what they mean in reality.
Rand surmised that the function of words is to give
abstractions concrete forms (Rand 1990, 10). Man cannot
think without finding particular forms for his thought.
I would further argue that only the faculty of
abstraction, of reason, can handle abstractions
directly. Man's other cognitive faculties, such as
perception, memory, and eidetic imagination, function
by using perceptual, concrete forms in conjunction with
abstractions. Memories or fantasies always use a
perceptual mental image -- be it visual, auditory,
tactile, gustatory, or kinesthetic -- to mentally anchor
abstractions, to give them concrete form (Koestler
1964; Hadamard 1954).
These cognitive facts make sense in light of the
evolution of man's cognitive hierarchy. All living
things are organized hierarchically, the higher forms
always subsuming the lower form's organization within
them. (Aristotle discerned this general pattern; see,
e.g., De An. 2.2.413a20-415b7, 3.9-3.13.)
In the organization of consciousness, this means that
at each phylogenetic level, animals possess within them
the general cognitive abilities of the lower levels.
The phylogenetic classification schemes used in biology
reflect increasing modes of awareness -- from rudimentary
sensations to elaborate ones, to perception of entities
and the faculty of memory, etc. (Green 1987, 20-23,
169-81). Of all his cognitive faculties, only the
rational level of man's consciousness is distinctively
human, but this level must work with the sensory and
perceptual levels of cognition for knowledge to be
produced. Reason must find concrete forms for its
product to be used by memory, imagination, and
perception.
This is true of all of man's mental contents,
whether they be factual or evaluative. Man needs to
objectify his values as well as his knowledge. One can
be immediately, perceptually aware of objects and
persons in external reality, but cannot be so aware of
one's own self and one's own long-range, deepest-held
values. To a great extent, art fulfills the need to
concretize one's greatest values. Rand's esthetic
theory outlines how this occurs. She followed
Aristotle's idea that art is what might be and ought to
be: "Art is the selective re-creation of reality
according to the artist's metaphysical value judgment's
(Rand 1975, 19).
Art essentializes the way in which man should look
at the world, rendering concretely the essence of the
deepest values of the artistic creator. Here we need to
lay aside the thorny question of what architecture and
music might re-create. Consider some arts that Rand
examined in her writings on esthetics: fiction,
painting, sculpture, and dance (ibid., 44-50, 66-70).
Rand proposed that these various arts give man the
experience of using his senses conceptually; they
essentialize the experience of the sense. "The visual
arts . . . do not deal with the sensory field of
awareness as such, but with the sensory field as
perceived by a conceptual consciousness" (ibid.,
47). Painting does so with vision, sculpture with touch
and vision, and dance with body movement. These arts
show men how their reason should direct the way in
which they perceive the world, these arts show them to
what to pay attention. Fiction, which includes novels,
stories, movies, and plays, concretize abstractions by
using words to (re)create specific people and events.
In any artwork, the artist's values dictate what
parts of reality are represented and in what way. What
he selects to show in the work effectively tells the
viewer "this is what's important about the world, this
is what you should notice about life." The difference
between the voluptuous beauty of a Vargas girl and the
perfectly rendered decay of an Ivan Albright woman
illustrates this effect.
The cognitive and motivational purpose of art is to
make the potential seem real. Thus one experiences
concretely and is moved to pursue what one loves (or,
in the case of Naturalistic art, be justified in not
striving for great things in life). Rand called this
the "psychoepistemology of art. " Art integrates into a
real, concrete thing (the artwork) the deepest, most
essential values which a man holds, so that he may feel
as if he perceives them existing, and thus be moved to
act toward them.
Those values most important to man are, on the
whole, very abstract -- self-esteem, success, honor,
justice, to name a few. They are not easily nor quickly
obtained, and, even when they are, they are not always
easily recognized. For example, a businesswoman may not
realize that her business is successful or that it is
failing. The amount of money coming in, alone, is not a
sure measure of success. The businesswoman needs to
know her costs, including those for materials, labor,
and overhead, to weigh against sales in order to
calculate success or failure. Recognizing success
sometimes requires a complex process of abstraction; it
is not necessarily self-evident.
This is generally true of man's greatest values. It
is a long, arduous process to recognize, plan for, and
achieve one's highest values. Art enables man to
experience important values as if they were here and
now, as if the essentials were concretely before him.
This gives man the experience of their actual
existence. It is both thrilling to experience their
existence, and inspiring. One walks away from a
positive artistic experience feeling "that's what life
should be like" -- and feeling motivated to achieve it.
Rand's favorite metaphor for art was "fuel for the
spirit." Seventeen thousand years ago, the cavemen of
Lascaux needed this fuel and painted elaborate and
beautiful scenes of the hunt to energize them for their
work; modern men need this experience no less.
However, the experience of art is not interactive.
It is a one-way process, from the artwork to one's
consciousness. The viewer either "gets it" or does not.
Furthermore, although works of art can mirror a
person's essential values, art does not reflect an
individual, particular self (except the self of the
creator).
In Atlas Shrugged, Rand used the
metaphor of a mirror to communicate, exquisitely, an
occasion of love -- Dagny Taggart and John Galt in
reflection of each other:
It was not the pressure of a hand that made her
tremble, but the instantaneous sum of its meaning, the
knowledge that it was his hand. . . . It contained her
pride in herself and that it should be she whom he had
chosen as his mirror, that it should be her body which
was now giving him the sum of his existence, as his
body was giving her the sum of hers. (Rand 1957,
956-57)
In an explication of the psychology of romantic
love, Branden also turns to the mirror metaphor. He
contends that one's need of love is a consequence of
one's rational nature; it derives from a need to
objectify one's deepest values of self. Men want their
souls to be psychologically "visible" -- understood and
valued -- by others as a means of objectification (Branden
1969, 184-88; cf., Sartre 1966, 344-47).
Man's highest value, his own self, is something he
can never perceptually experience as an integrated,
whole, and concrete thing. He can only focus on some
one specific aspect of his self at any one time. The
rest of his self can only be grasped by him abstractly,
by reflecting on and integrating all he knows about
himself into an imagined picture. He cannot experience
himself concretely as a whole person -- a
personality -- as he can experience others. He cannot
see the facial expressions or body movements he makes
nor hear the tone of his voice as he could perceive
these things about another person.
"Normally man experiences himself as a
process -- in that consciousness itself is a
process, an activity, and the contents of man's mind
are a shifting flow of perceptions, thoughts, and
emotions . . . the sum total of which can never be held
in focal awareness at any one time; that sum is
experienced, but not perceived as
such" (Branden 1969, 185-86). Only the understanding
and reactions of another consciousness can give him
concrete, specific, and timely feedback about himself.
Others can experience his personality concretely, and,
through their reactions and appreciation, give to him a
concrete, immediate experience of himself (see also
Nozick 1981, 464-65).
A man gets enjoyment from the appreciation of
others through verbal expressions and, especially,
through the actions and emotional reactions of others.
Men seem to be tuned into the emotional reactions of
others (Hoffman 1981, 74-79). On occasion men can
experience these reactions viscerally -- in their guts.
Another's response seems to be able to affect emotions
very directly. It appears that certain facial
expressions, tones of voice, and body postures can
themselves induce pleasure and pain.
Man does not have automatic knowledge of what is
the right food to eat, but foods that are good for him
generally taste and smell good, and foods that are not
good, even though not deadly, have ill effects from
which he learns soon enough (Ornstein and Sobel 1989;
Binswanger 1990, 129-34, 202). Man's nature determines
what foods are of value to him, and his mind and body
function so as to discriminate what is good or bad
through pleasure and pain. More generally, man does
not have automatic knowledge of what to value, but
man's actual needs are set by his nature.
Man needs some social interaction. For any
individual, social facility is an objective strategic
value. Moreover, given the right people, sociability
can be a pleasure. Rand's fictional characters -- the
virtuous ones -- strike one with their independence and
devotion to productive work. Yet it is with just these
characters that Rand is able to convey so well, in a
scene in The Fountainhead, the feel of
genuine sociability. After work Roark, Mallory,
Dominique, and Mike
Society is a human value. Since the mind is an
individual function, independence is also a value.
Flourishing requires social interaction and
independence. Howard Roark, the protagonist of
The Fountainhead, is an independent man
who thinks for himself. He is fundamentally indifferent
toward the beliefs and feelings of others when
determining the truth of a matter. He always aims at
discerning the truth, and he never disregards it. This
does not mean that he has no feeling for others, nor
that he finds no pleasure in being liked by others.
Roark's friend, Gail Wynand, speaking to Roark:
"Howard, this is what I wanted. To have you here
with me."
"I know."
[later] "I'm glad you admit that you have friends."
"I even admit that I love them." (ibid., 655, 660)
Enjoyment of interactions with other sentient
beings is not confined to the human species. Branden
began to isolate the principle of psychological
visibility, so pervasive in human life, while playing
with his dog, Muttnik. In his own pleasure with the
play, Branden noticed an element of self-awareness.
Muttnik understood and responded appropriately to the
Branden's false boxing. She was understanding the man's
intentions and returning them (Branden 1969, 184-85).
Branden explained his enjoyment as consequent to
self-objectification. I have always wondered, though,
why Muttnik wanted to play with
Branden. The dog had no rational consciousness
striving for objectification of its abstract nature.
The dog would not be subject to the need for
psychological visibility, at least not as the need has
been articulated by Branden.
However, the higher animals do have a grasp of
reality above mere sensation or stimulus-response
(Koestler 1967, 3-18; Green 1987, 313-18; Binswanger
1990, 7-15, 30-36). They have generalizing and
processing abilities, at the perceptual level, that
take them far beyond mere response to stimulus (Prosser
1986, 433-35). They have a rather sophisticated
perceptual grasp of events, causal relations, and
emotions. Pigeons in experiment have exhibited the
ability to visually generalize; they were able to
recognize any one of forty -- two typographic forms of the
letter A. Dog's apprehensions of causal relations are
impressive; one dog is reported to have run down two
stories of a building after having seen a piece of meat
thrown out a window (Walker 1983, 255, 292).
The facial expressions, body positions, and
vocalizations attending some emotions seem to be common
to a number of animals, particularly mammals. The wolf
and the chimpanzee are favorite illustrations in
psychology texts. The dog's grasp of human intentions
appears to entail an interspecific grasp of emotions.
Even though we look very different from dogs, they are
able to read our faces. They can sometimes grasp the
meaning of our facial expressions and body postures.
Apparently, they are able to match them with their own
experience of emotions and to anticipate concomitant
behavior. Dogs accomplish these things with only a
perceptual, automatic level of consciousness. This
suggests that the perceptual, automatic faculties of
human consciousness may afford a similar
ability.
Dogs not only enjoy playful interaction with humans
but actively seek it. They are not the only animals to
do so. Dolphins are known for their playfulness and
friendliness. There are reports from "dolphin
encounter" centers in Florida that male dolphins are
sometimes attracted to and pursue human females in the
water. Considering the differences in dolphin and human
anatomy, it seems remarkable that the dolphins can sort
out the women; probably through scent (Chicago
Tribune, March 1989).
Many of the higher-order animals, given the proper
circumstances, seek and enjoy positive interactions
with members of other species. The gorilla Koko who
kept a kitten, the killer whales at Sea World who swim
by their trainers to be petted, the dogs and cats in
the same household who become buddies, are but a few
examples. The ability of animals, including humans, to
recognize emotions and intentions across species argues
for a specific biologically built-in means of emotional
recognition.
Animals whose nature requires them to live in a
cooperative group for their well-being tend to have
more advanced communication skills than other species.
Concomitantly, they are more sensitive and responsive
to members of other species, and they have more need of
interaction (Dunbar 1988, 179-81).
The extent to which a particular type of animal
depends on a social group for survival goes
hand-in-hand with its sensitivity to the emotions and
actions of other group members (Hoffman 1981, 79). The
dog's emotional sensitivity is a major source of its
appeal to humans; it is more popular as a pet than the
cat. By emotional sensitivity, I mean the great amount
of attention which the dog pays to the emotions and
emotional reactions of other animals, especially
humans, the amount of pleasure or pain which others'
emotions illicit in the dog, and the swift and direct
effect the emotional reactions of others can have on a
dog's actions. The dog is also very emotionally
expressive, which makes its reactions to things
relatively easy to grasp.
The cat is seen as more aloof and independent in
its character and not so much in need of interaction.
When we come home, the cat runs to see us, purrs, and
rubs against us. It may follow us around and may jump
upon us for petting when we sit down. In those
behaviors, the cat expresses its gladness to see us.
But the cat's face does not express subtle changes of
emotion the way the eyebrows, eyes, and tongue of the
dog do. The cat responds most to our touching, petting,
and scratching of it, not to our words of interest or
praise. Unlike the dog, the cat is only slightly
responsive to our praise. Scoldings or anger might send
a cat fleeing, but, unlike the dog, its body does not
show that it feels guilty or crestfallen at our
disapproval.
In the wild, the dog's survival depends on a
complex series of orchestrated group actions for the
hunt. Wild dogs live in packs. The cat, with the
exception of the lion, is a lone hunter and normally
lives alone or with a family. The relative ease with
which the dog is controlled by human voice and language
is probably a reflection of the use of voice to control
and direct social relationships and actions in the
pack.
Higher orders of intelligence in animals covary
roughly with the amount of complex group interaction in
the species (Dunbar 1988, 181-82; Plotkin 1988,
156-59). The need for interaction is a result of the
activities necessary for the growth of a complex
intelligence. The need for interaction is a fusion of
the cognitive with the motivational for survival
purposes; cognitive development is advanced during the
pursuit of pleasurable interactions.
In the 1950's, Rene Spitz found that infants raised
in orphanages sometimes developed marasmus (from the
Greek, to waste away). These children were
well-cared for physically, but, because help was short,
they lacked human interaction. No one had time to
cuddle them, play with them, talk to them.
Consequently, many of these infants became very
withdrawn, silent, and unresponsive. They sucked their
thumbs in their cribs, rocked themselves, and did not
eat well. They did not thrive. Some died. The antidote
to marasmus was human interaction -- positive feedback
(Bowlby 1965). The rise in foster homes was, in large
part, due to the recognition of the marasmus syndrome.
Similar problems have been reported for rhesus
monkeys raised in isolation. Infant monkeys in a
laboratory were allowed to view others but were
prevented from physically interacting with them. When
not merely withdrawn and sickly, these babies were
autistic, rocking continuously for comfort and fearing
interaction greatly. They often became
self-mutilating. The addition of a soft cloth-on-wire
mother greatly ameliorated the marasmus, although those
raised by cloth mothers were not free of problems,
since their isolation prevented them from learning many
important skills. These infants spent most of their
time clinging to the cloth mother even when milk was
available from a plain wire mother. A cloth mother who
rocked was preferred over the static cloth one and
seemed to reduce the number of monkeys who rocked
themselves obsessively (Harlow 1959).
The greater normality of the cloth-raised monkeys
implies that pleasurable tactile interactions are
important to the development of the mind of the infant
rhesus monkey. Abnormalities such as marasmus among
infant humans imply a similar need for physical
contact. Touch is the first and most immediate sense
through which positive feedback is needed, recognized,
and delivered. It remains a very important avenue of
feedback throughout life. It offers the most concrete
evidence of the existence and response of others
(Montague 1971, 51-182, 272-92).
The pleasure that an adult and an infant each
derive from interaction with the other helps to
motivate both for the goal of helping the infant
develop. The very appearance, sounds, and activities of
babies -- those pesky, needful little creatures -- gives so
much pleasure to adults. I think this is nature's way
of insuring that we shall take care of them. The adult
emotional reaction to babies seems to be interspecific.
Adult animals often seem to recognize the young of
other species and treat them accordingly (often, more
tolerantly). Dogs put up with the shenanigans and abuse
of children when they would not from adults. I have a
cat who will tolerate pulling, rough petting, jumping
on, and so forth from babies, kittens, and puppies, but
begins to whack these selfsame individuals for the same
behavior after they pass through puberty. In-built
perceptual recognition processes of certain kinds of
facial expressions, tones of voice, gestures, and
movements -- some causing pleasure, others pain -- work to
enable adult animals to recognize the young and to
treat them accordingly. Niko Tinbergen contended that
the smallness of the fledgling's body and the roundness
of its head elicit positive emotions from adult birds
for the fledgling (Walker 1983, 213; on primates, see
Alley 1986).
Humans certainly possess such in-built recognition
and response processes for the young and between the
young and adults. Two-week-old infants prefer to look
at pictures of faces over those of other objects. The
human face is one of the most compelling attractors of
infant attention during the first four months (Wood
1989, 63).
Infants are able to smile within the first few
weeks (Schultz 1976, 27-29). Parents try to make the
infant smile; they enjoy it immensely without really
knowing why. Intuitively, they act to cause the infant
to smile and reward the infant's smile by demonstrating
pleasure when it appears. The smile of the infant
evokes the smile of the mother, which in turn increases
the intensity of the pleasure evoked by the smiling, in
a positive feedback loop (Pines 1987, 21, 23). Smiling
affords an opportunity for awareness of the other's
feelings and consciousness during interpersonal
interaction. Between five and eleven months, one of the
most effective elicitors of infant smiling and laughter
is peek-a-boo (Schultz 1976, 30-31).
Infants enjoy interaction not only with caretakers
but with other infants. Watching the little ones in
their play, we observe
When being held satisfactorily by a caretaker, the
wakeful infant begins to look around. He looks mostly
at the holder's face. What does he see? "Ordinarily,
what the baby sees is himself. . . . A mother is
looking at the baby and what she looks like is related
to what she sees there" (ibid., 25). The face of the
good mother is a mirror. It is thought that adult needs
Infants respond pleasurably to the human voice.
Mothers quickly learn which tones are most soothing.
The very fact that infants spend so much time
practicing speech sounds and trying to talk to adults
and each other implies that listening to speech and
speaking are inherently pleasurable. Conversely,
parents find certain tones of voice, such as those of
whining, crying, and infant screaming, to be painful.
These sounds quickly move them to action. I think some
of these tones in themselves induce pain, which, in
turn, motivates us to do something about their source.
The desire to do something about a crying child is not
only in regard to our own children. Many people wish
they could do something about an unrelated, whining or
screaming child who is in the same restaurant as they!
Marvin Minsky suggests that the urgency aroused in us
may be due to a connection of the specific arousal
mechanism to remnants of the mechanism that ensured we
would cry as infants (Minsky 1985, 171).
At about four months, the infant begins to pay more
attention to objects and events in her physical
surroundings. She begins to reach. During this phase, a
caretaker is likely to follow the infant's flow of
attention and say something in babytalk about that at
which the infant looks. At around ten months, the
infant begins to use gesture and vocalization to
attract attention or to demand service; she begins to
coordinate people and events. By thirteen months, she
coordinates vocalization with pointing. She looks
sequentially from her partner in interaction to the
object of communication. Soon after, speech emerges
(Wood 1989, 63).
Speech does not emerge simply from hearing it.
There must be interaction. A boy with normal hearing
but with deaf parents was exposed to television every
day so that he would learn English. By age three, he
had become fluent in the sign language of his parents
and their associates. He neither understood nor spoke
English (Muskowitz 1978, 94-94B).
For the infant, hearing the speech of significant
others plays an important role in the acquisition of
both verbal and nonverbal communication skills. When a
deaf child tries to grasp what others are
communicating, the demands on the child's cognitive
skills become formidable. The deaf child must try to
watch both the speaker and what she is speaking
about -- the child's attention is divided, and information
is lost along the way. Those interacting with the deaf
child naturally respond by attempting to direct the
child's attention to what the speaker believes is
relevant to the communication; this does not work very
well and creates new problems. Since deafness is an
impediment to the child's communicative competence, it
becomes an impediment to intellectual competence (Wood
1989).
For all children, an elementary understanding of
social interaction is attained somewhat differently
than an elementary understanding of physical processes.
Persons and animals afford types of interaction
nonexistent in the inanimate world.
"Most significantly, there is the ability of
persons intentionally to coordinate their actions,
thoughts, and perspectives with one another. Persons do
not simply react to one another, but do so consciously,
purposefully, with mutual intent. This intentional
coordination makes possible forms of communication and
reciprocal exchanges unimaginable in the inanimate
world." (Damen 1981, 158)
One might think that social cognition would be more
difficult than physical cognition. People, unlike
inanimate objects, can move themselves. The movement of
everyday inanimate objects is predictable from
cognizance of their everyday physical situation; the
behavior of people is only loosely predictable from
their social circumstances. Yet, as Martin Hoffman has
observed, development of social cognition evidently
does not lag behind development of physical cognition.
Young children grasp the nature of human action apace
with or ahead of their grasp of the nature of the
inanimate world (Hoffman 1981, 69-71).
Hoffman draws attention to some characteristics of
social interaction that may facilitate social
cognition. The continuous feedback which people give
each other compensates for the complexity of behavior
by allowing partners in interaction to easily correct
interpretations of their observations. The fact that
people, broadly speaking, are built in the same way,
physically, cognitively, and emotionally, also
facilitates comprehension of the actions and reactions
of others (ibid., 72-74).
Another aid to elementary social comprehension is
the vicarious, or empathic, arousal of feelings. These
avail through involuntary, minimally cognitive
mechanisms. As one person looks at another, in a swift,
subconsciously directed way, he compares the other's
words, facial expressions, body language, and voice
quality to his own past experiences and calls forth
those which match the other's present expressions. When
calling forth memories, he recalls feelings and thereby
has a rough sense of what the other is expressing and
feeling more quickly than conscious analysis would
allow (ibid., 74-80).
Profound effects of empathy and social interaction
on human life are illustrated well by the research
discussed by James Lynch (1977). A psychologist and
researcher on the psychosomatic aspects of man's life,
Lynch has compiled an impressive amount of evidence for
the existence of a biological need of companionship for
health and well-being. He documents evidence of the
relationship between grief, loss, and loneliness and
sudden death, disease, and heart attacks.
At the University of Oklahoma Medical School, Dr.
Stewart Wolf examined 65 patients who had documented
myocardial infarctions and 65 matched control subjects
who were physically healthy. All 130 of these
individuals were interviewed monthly and given a
battery of psychological tests to determine their
levels of depression and social frustration.
Predictions were then made after a series of interviews
as to which 10 subjects would most likely have a
recurrent heart attack and die -- the prediction being
based solely on the level of depression and social
frustration, without any knowledge of who, in fact, had
even had a heart attack. All 10 patients selected by
purely psychological criteria were among the first 23
who died within the four-year period after these
predictions were made. (Lynch 1977, 61-62)
Martin Seligman has also garnered clinical evidence
about helplessness, grief, loss, and sudden death in
humans. He recounts, in addition, numerous examples of
experimentally created situations in which animals were
helpless to escape shock and pain and the adverse
effects on the animals later cognitive abilities and
health. For example, wild rats which had been squeezed
until they stopped struggling, drowned within 30
minutes of being placed in a water tank from which
there was no escape, unlike rats not squeezed, which
swam for 60 hours before drowning (Seligman 1975, 59).
Upon autopsy, the squeezed rats appeared to have had a
heart attack; blood was pooled centrally, congesting
the heart. The rats not squeezed appeared to have died
of exhaustion (after the 60-hour swim); blood was
pooled in extremities.
This phenomenon parallels the heart attacks and
sudden death seen in humans experiencing loss,
especially sudden loss, of loved ones. Lynch (1977)
reports case after case of the death of individuals
relatively soon after that of a wife, husband, child,
brother, or sister.
Loneliness and lack of companionship can affect
health. "Death rate from coronary heart disease for
40-year-old divorced males . . . is 2.5 times greater
than for married males of the same age" (Lynch 1977,
87). A patient was in a coma; for medical reasons,
every muscle in his body had been completely paralyzed
by the drug d-tubocurarine." In spite of his acute
condition, the heart rate change in the comatose man
when the nurse comforted him was striking" (ibid., 91).
Hospital staff have found that the incidence of a
second heart attack is highest when the patient is
moved from the intensive care unit to the regular ward
-- unless the same nurses and doctors follow the
patient to the regular ward and continue caring for
him.
The emotional lives of men and animals are
powerfully influenced by perception. The rat dies from
its perception of its helplessness. If a person feels
extremely helpless, the presence of others, especially
someone he loves and who loves and values him,
reassures him in a direct, concrete, perceptual way
that his needs will be looked after. Thereby his
feelings of powerlessness and helplessness are
relieved. We are built such that the mere verbal
reassurance and abstract knowledge that someone cares
for us and will look after our interests is not
sufficient to completely, subconsciously, emotionally
convince us that we are not helpless. The personal
presence and tactile contact of another seems essential
to make the injured person feel better and -- in many
cases -- to survive.
We are constituted so as to be in tune to the
feelings of others and to be very responsive to those
feelings. It is our nature to be a social animal.
Human intelligence evidently evolved among social
animals. The existence of the social group with its
network of interaction and feedback seems to have
provided the right conditions within which the
intelligence of the apes and man might develop (Cheney
and Seyfarth 1985; Clementson-Mohr 1982, 63-64, 67).
Individual human intelligence certainly develops only
with social interaction. Man is born with very little
in the way of immediately usable skills and must learn
a tremendous amount. The survival value of many of the
things humans (and other animals) must learn is not
directly experienced by the young, but motivation to
learn is essential to development. Positive feedback
from adults helps provide motivation for the young to
acquire knowledge and practice the skills necessary for
adult survival and happiness.
Maria Montessori argued that the mastery of skills
in itself was highly pleasurable for children, but she
also recognized that the guidance of the child by the
adult is essential for the child to learn properly. Her
educational system, using the structured environment
with directresses instead of teachers, was a means by
which to maximize the child's exercise and feeling of
independence while guiding his learning.
Man was not born to be Robinson Crusoe. The
experience of those in accidental or enforced isolation
suggests that social interaction is important for good
cognitive functioning during the adult, as well as the
infant, period of life. It is a common experience of
those in isolation to experience sensory disorientation
and to either forget how to speak or to speak to
themselves and fantasize extensively about
conversations with others. The eighteenth-century word
for those left in isolation a long time was maroon,
meaning "to run wild, having reverted to a state of
nature" (OED). To this day, maroon implies a
kind of wild-eyed, disoriented, or unusually
slow-to-comprehend-the-obvious type of person. In
Treasure Island, such a character is found
stranded on the island and is called "a maroon." Bugs
Bunny frequently applies this epithet to those he
thinks are not with it.
Humans are not entirely capable of fully
independent judgment until adolescence. Their extreme
sensitivity to the opinions and judgments of others
during adolescence is partly a result of their need to
formulate independent abstract judgments about the
world, combined with their knowledge that they are not
very sure of their reasoning processes. This makes
adolescents simultaneously feel the need of approval
more urgently than in other periods of life and be more
susceptible to perversion of their proper development
by means of approval.
Lack of positive feedback or the presence of
terrible negative feedback in childhood can not only
cause marasmus in infants but, apparently, can cripple
a person's cognitive capabilities in regard to his
relationships to other people. We all know about the
cases of abused and neglected children who grow up to
be criminals or lead lives filled with failure and
despondency. But what of those neglected and abused
children who grow up to achieve great and unusual
triumphs? Unfortunately, they often bear the scars of
their early emotional deprivation. Such people often
grow up to be unable to think rationally about their
relations with others because their need for positive
feedback has been so greatly frustrated. The longing
for approval, understanding, and love can be felt as
superceding all other things.
I remember an extremely intelligent young man, an
honor student about to go to graduate school. He had
endured an early life of horrid beatings, of legs
broken by his father, of physical neglect,
institutionalization, and abusive foster care. At
seventeen his adoptive family told him they did not
want him back after he was discharged from the army,
and he was on his own. In the face of all this, he
managed not only to provide for his basic necessities
but to put himself through college and be at the top of
his class. However, he suffered endless bouts of
self-doubt, feelings of worthlessness, and depression.
Just at the point in his life at which he had achieved
so much, he was rejected by his first love. He
committed suicide.
I think that however brilliant he was in
intellectual matters, his frustrated need for love and
approval was so great that he could not reason
correctly about the importance of that rejection in
terms of his whole life. The rejection took on
dimensions of importance that made life seem unbearable
and not worth living. His case is far from unique.
Sensitivity to others differs dramatically among
people. We vary as much in our natural, temperamental
sensitivity to others as we do in every physical
respect of our bodies. There are remarkable variations
in the structure and functioning of our physical organs
and in our biochemistries (Williams 1971, 24-65). These
individual differences underlie variations in patterns
of breathing and sleep and variations in responses to
narcotics (ibid., 144-70). They carry over, also, to
physiologically-affected psychological characteristics
(ibid., 69-71, 82-85). Individual temperamental
differences are more easily seen in other animals
because they are not subject to self-conscious control
of personality. For example, some individual dogs are
very responsive to us, making them more suitable as
pets; some are naturally grouchy or indifferent to
human interaction.
Human infants are born with distinctively different
temperaments (Kagan 1984, 64-70). Some neonates are
very aware of people and facial expressions, tones of
voice, and gestures while others barely pay attention
to others and their feelings at all. (Some autism may
be the result of a lack of the normal human ability to
recognize and respond to other humans.) Some are placid
and easily pleased, some are very active, and some are
extremely irritable and cranky.
It is widely thought that women tend to be more
sensitive to other people. Girls are culturally
encouraged to develop their sensitivity to people.
There is another possible factor though. In early
childhood, females generally develop more quickly than
males; they respond more to voice and develop language
more quickly than males. Perceptual abilities that aid
communication and interaction with other people are
favored in female development; they develop quickly.
People tend to do what they do best. Is it so
surprising, then, that women so frequently work and
excel at activities consisting of interpersonal
interaction? -- teacher, nurse, psychologist, counselor,
child caretaker, etc. Male infants develop more rapidly
in visual-spatial abilities. They apparently tend to
overtake females in overall mental ability. I have
wondered whether female sensitivity to people lets
girls use feedback and learning from others better
early in life but then stunts their cognitive growth
later by making them too sensitive to the feelings of
others.
Rand's fictional character, Howard Roark, is
introduced as a young person very, naturally
insensitive to the feelings of others. He is
not a person who notices others, who pays attention to
the presence of others, much less their feelings.
"People turned to look at Howard Roark as he passed. .
. . Howard Roark saw no one. For him, the streets were
empty. He could have walked there naked without
concern" (Rand 1943, 10-11). But he is very sensitive
to inanimate visual-spatial relationships. "He knew
that the days ahead would be difficult. . . . He tried
to consider it. But he forgot. He was looking at the
granite" (ibid.,9). Roark's attention and interest is
riveted to the look of the world, to the things of
inanimate nature that he can rearrange for building.
His architectural greatness and his visual-spatial
orientation go hand-in-hand.
Another sympathetic character, Dominique Francon,
is quite sensitive to people, to their feelings and
reactions. Her independent mind leads her to hide from
the world so as not to have to experience the pain of
feedback from others. She, too, is sensitive to the
visual-spatial but most especially to what the
visual-spatial creations of men express about them.
Roark tends to react to the look of things directly, to
the landscape and how he can make it look. Dominique is
obsessed with the man behind the work and the
greatness -- or puniness -- it implies.
I think it is unfortunate that so many readers try
to exactly emulate Roark's natural emotional state in
regard to other people, to imitate his temperamental
proclivities. For many readers of The
Fountainhead, Roark serves as a model for
character building and personality change. However, it
is sometimes difficult to separate what is essentially
good and universally necessary for good character and
happiness from those aspects of Roark's personality
which are individual characteristics. Some aspects of
his personality are not necessarily tied to what makes
him a morally great person but perhaps to what makes
him a great dramatic character. Rand made him
naturally, dispositionally unaware of others in order
to dramatize his nature and his conflict with others.
The premier antagonist, Ellsworth Toohey, asks of Roark:
Fine drama.
An important part of Roark's development in the
novel is his learning to understand other people, their
characters and motivations. A large part of
Dominique's development consists in her realization
that men do not have to be horrible. In the beginning,
she is revolted by those around her. In part because of
her natural social sensitivity, she feels personally
violated by the feelings, wants, and demands of the
shabby people surrounding her. She cultivates
indifference and coldness. Dominique is saved not by
intellectual independence nor by the suppression of
feeling but by her discovery that Howard Roark is
possible.
The contrast between Dominique's and Roark's
personalities illustrates an important psychological
and ethical distinction. In evaluating oneself and
others, one must be aware of natural individual levels
of sensitivity to others and not confuse it with lack
of independence in judgment. One should not presume
that any concern for the feelings and thoughts of
others or any desire to be liked by others must spring
from lack of independence, debased motives, weakness of
character, or "social metaphysics."
Branden defined social metaphysics as "the
psychological syndrome that characterizes a person who
holds the minds of other men, not objective reality, as
his ultimate psycho-epistemological frame of reference"
(Branden 1969, 167). He argued that social metaphysics
arises when a person has not adequately developed his
rational faculty but feels that he must depend on the
judgment of someone. While I think his account
is essentially correct, I want to emphasize the role of
our animal need of positive feedback in the development
of social metaphysics. Human development is such a
long, complex, and arduous task that there are many
opportunities for our animal need of positive feedback
to distort cognitive development. Our animal need of
approval certainly comes first in our lives, before the
development of reason or even rudimentary concepts, so,
in a way, it is not surprising that it can get us
off-course in our struggle for independent judgment.
One must not let sensitivity to others cloud or
sway judgment. One must not repress sensitivity
altogether; a basic need would be unfulfilled;
frustration would follow. One needs to learn how to be
aware of the facts, all the facts, including the facts
of one's emotional life. We need to recognize our need
for positive feedback from others and cultivate its
proper fulfillment, pursuing good relationships with
those genuinely deserving of our love and admiration.
It is right to enjoy interacting pleasantly with
the cashier at the grocery store if she is treating one
well. It is right to want to be friendly. It is right
to enjoy the love of our natural families, even if they
do not share many of our philosophical values but do
have other significant values in common with us.
Our natural biological families, in some ways, can
offer very good feedback because they are biologically,
perceptually, emotionally, temperamentally like us. By
the same token, strife with them can be particularly
painful, sometimes devastating.
Desiring the positive regard and positive reactions
of others is a part of our rational and our animal
nature. We should channel and integrate those desires
for our own highest happiness.
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I. Concretizing the Self
...sat together in Mallory's shack. . . . They did not speak
about their work. Mallory told outrageous stories and Dominique
laughed like a child. They talked about nothing in particular,
sentences that had meaning only in the sound of the voices, in
the warm gaiety, in the ease of complete relaxation. They were
simply four people who liked being there together. (Rand
1943, 357-58)
II. Animal Company
III. Interaction in Development
...smiles, interest in each other and in the other's actions,
. . . and actions directed apparently towards the other. . . .
The infants seem attracted by perceptual similarities, sensing
that the other is like oneself. . . . The other is distinct, yet
like oneself, and I suggest that we can infer that the child becomes
more aware of being himself or herself through this similarity
and differentiation from the other similar person." (Pines
1987, 33)
...for kissing, smiling, and physical caring or lovemaking
have their origins in the shared gaze, touch, holding, and vocal
"conversations" of infant and mother. The response of
each partner to the other is required for a sense of well being.
Failures of mirroring in infancy leading to false self problems
make it difficult to re-create the mirroring experience in adult
sexual life. Without a capacity for mutual mirroring, exchange
is severely hampered. (Scharff 1982, 24)
IV. Sensitivity and Independence
"Why don't you tell me what you think of me? . . . No
one will hear us."
Roark replies,
"But I don't think of you" (ibid., 413).
References
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