Individualism versus its Critics [This is work in progress - comments welcome] Tibor Machan=20 Why Anti-Individualism Needs Scrutiny =09In the wake of the collapse of centrally planned socialist experiments around the world, questions have been raised about the soundness of what has for a couple of centuries been the major alternative to that system of political economy, namely capitalis m. Capitalism, in turn, rests on a legal framework in which the individual is treated as of prime importance. The legal framework of the United States of America, for example, is one in which the individual is often given prior consideration, standing in importance above the society or community.=20 Thus American law has tended, in many cases, to stress the basic rights of individuals to freedom of speech, religious thought, association, and even trade. Although the USA is by no means fully protective of individual rights, as these are spelled out in the Lockean tradition of political theory, it has certainly been identified closely with that tradition.=20 Indeed, both of the major ideologies of that society, modern liberalism and conservatism, give some me asure of lip service and even sincere respect to individualism, the general idea that human beings are sovereigns and not the natural subjects of kings or involuntary servants of their ethnic, racial, national or other groups. =09In opposition to this individualism we have seen the rise and fall of Marxist style socialism-or at least a version of it, as implemented in the Soviet Union. Some think that the demise of the Soviet Empire brought the socialist alternative to its knees , but this is far from true. In any case, the central feature of socialism, as Marx makes clear in many places but most accessibly in Grundrisse, is that every human being is essentially a species being, one that nature of which is to be a part of the or ganic whole (or body) of humanity. (Some argue that in a sense Marx was an individualist because he was forecasting the full emancipation of the human individual in the coming communist world. But this emancipated individual turns out to be nothing othe r than the fully realized specie-being.) =09Even by those who reject Marxism, in all of its varieties, many versions of socialism, in particular democratic and market-socialist visions, are still widely championed. Yet all non-Marxist socialist views share this feature of the Marxist version, nam ely, that human beings are primarily if not exclusively social parts, with society, the class, or some other large collective as the significant entity to be considered as we organize our lives.=20 =09A slightly different system that calls into question the significance of the individual, communitarianism, has been gaining some prominence, as well, particularly because its endorsement of the group is not linked explicitly to the term "socialism." The communities that stand above individuals in importance can vary, of course, from the family, tribe, nation, race, all the way to humanity itself. The main point here is only to note that in rejecting individualism of any kind, one is usually going to op t for one or another of these collective beings. (The term "collective" is, of course, problematic because it must refer back to the individuals who comprise it. At that point it becomes interesting just what the status of these individuals turns out to be.) Individualism Under Assault =09Perhaps the most potent weapon favoring collectivist systems is the opinion many intellectuals have of individualism and its economic system, capitalism or the free market, laissez-faire economic order.=20 Because individualism, as understood by a great ma ny social-political theorists, has a very bad reputation-"willingly sacrificing all other human values so as to cultivate ... a particular group of virtues-notably independence, courage and honesty"1-so does liberal capitalism. This, then, appears to giv e collectivist political systems and economies a clear moral advantage. As Susan Mendus puts it, the "liberal commitment to independence-to achieving things on one's own ... is [factually] false ...[and] morally impoverished."2 Individualism is taken to be an anti-social, atomistic, hedonistic, morally subjectivist account of human life, much of which is traceable to the philosophy of Thomas Hobbes. =09In our time this version of individualism is embraced, more or less intact, by neo-classical and Austrian economists, with the basic premise that all human behavior is motivated by a kind of narrow, subjective self-interest or utility maximization. And the flaws of this kind of individualism, taken as the basis of the classical liberal free society and free market economy, serve as targets of the collectivist critics. Having shown this individualism to be untenable, the system closely associated with i t, namely, limited government that stresses the basic negative rights of individuals, is also taken to be discredited.=20 The alternative must then turn out to be some version of collectivism. =09But the charges against individualism are open to serious criticism. Those charges, as expressed by a variety of criticisms, will bear some scrutiny. It will become evident that individualism need by no means embrace atomism, anti-social attitudes and policies, hedonism or moral subjectivism. Nor need limited government or a constitution of natural rights rest on this radical individualism that the critics usually target. =09Often the tone in which of much of the criticism of individualism, and its broader social-political philosophy, classical liberalism, is articulated is reminiscent, in fact, more of political propaganda than of a scholarly exchange. Some very harsh word s roll of the lips of people who find fault with individualism and its social philosophical companion, classical liberalism. Marx, for example, refers to it as an "insipid illusion"-not exactly a kind term. Alasdaire MacIntyre regards liberalism itself as vile, nasty, and very harmful. [T]he Marxists understanding of liberalism as ideological, as a deceiving and self-deceiving mask for certain social interests, remains compelling....Liberalism in the name of freedom imposes a certain kind of unacknowledged domination, and one which in t he long run tends to dissolve traditional human ties and to impoverish social and cultural relationships. Liberalism, while imposing through state power regimes that declare everyone free to pursue whatever they take to be their own good, deprives most p eople of the possibility of understanding their lives as a quest for the discovery and achievement of the good, especially by the way in which it attempts to discredit those traditional forms of human community within which this project has to be embodied .3 MacIntyre has argued4 that individualism is an invention and individual rights are artifacts based on it with no enduring, substantive moral significance. This historicists approach-one that claims for ethical and political ideas no more than the tempora ry validity of being well received by certain social forces in certain historical epochs-consigns individualism and liberalism to the status of ideologies that arose as some point of history to serve some specific historical purpose=BEin the case of Marx, t he purpose of facilitating social productivity.=20 =09To put it differently, in moral and political philosophy what is wanted is an identification of norms, principles of personal or community conduct, that can be established as sound, true, rather than arbitrary, a function of some people's preferences or otherwise arbitrary choices.=20 MacIntyre and others have argued that individualism as a putative political theory rests on no more than such arbitrary preferences that happen to have been expressed in a given epoch of Western history. Marx put the point s uccinctly: [t]he further back we go into history, the more the individual, and, therefore, the producing individual seems to depend on and belong to a larger whole: at first it is, quite naturally, the family and the clan, which is but an enlarged family; later on, it is the community growing up in its different forms out of the clash and the amalgamation of claims. It is only in the eighteenth century, in 'civil society', that the different forms of social union confront the individual as a mere means to his priva te ends, as an external necessity.5 So prior to the eighteenth century, presumably, the individual as a choosing entity, one who is seen as having the right to choose his social relationships-via the principle of the "consent of the governed"-did not exist.=20 =09It is, however, John N. Gray who delivers the most virulent frontal attacks on individualism: [I]individualist cultures devour their own moral capital and slide into debt-ridden stagnation as individualism corrodes family life and long-term planning and investment.6 So, then, what ails the poor nations of the globe is individualism, plain and simple. Exactly how this is done is not made clear but one may gather that individualism is the sort of social philosophy that demoralizes us, robs us of our sense of community and destroys our generosity, charity and fellow feeling.=20 =09In less harsh but equally damaging terms, Richard Rorty maintains that individualism is an ideology to which our age has come to accept, even though it is a mistake. As Rorty puts it, [His own pragmatist-communitarian alternative] takes away two sorts of metaphysical comfort to which our intellectual tradition has become accustomed. One is the thought that membership in our biological species carries with it certain "rights," a notion which does not seem to make sense unless the biological similarities entail the possession of something non-biological, something which links our species to a nonhuman reality and thus gives the species moral dignity.7 Rorty's point is that if his especially radical pragmatic approach to politics is right, such that principles of social organization are a function of what a given community has chosen, collectively, to embrace, then rights, specifically those of the indi vidual human being, are unfounded. They lack cognitive significance, so when one claims that one has such rights and no one should violate them, there is no basis for that claim. All such claims tell us is that the view is one that some groups of people have embraced, while other groups have decided to accept some other view. So Rorty can say, in one of his many more popular writings, that "[We]cannot say that democratic institutions reflect a moral reality and that tyrannical regimes do not reflect on e, that tyrannies get something wrong that democratic societies get right." 8 =09Given these harsh or drastic conclusions, offered by some of the most prominent thinkers of our time, about how the polity of individual rights fares, it seems to me worthwhile to examine some of the criticisms and see whether they hold up. First, let's get a clear idea of what individualism amounts to. Then let us look at the views of some particular critics of individualism. Finally, we shall distinguishing between two types of individualism, which I call "naughty and nice," and proceed to show that the nice version is, of course, superior to collectivist alternatives.=20 =20 Essentials of Individualism=09 =09Mary Midgley makes the point that "our own culture, in particular, has grossly exaggerated the degree of independence that individuals have, their separateness from other organisms, and also their degree of inner harmony."9 But she goes on to add, But these exaggerations do not affect the more modest facts that underlie them. Whenever people have to take decisions, the language of agency has to be used, and the reasons why it had to invented constantly become obvious. The language of impersonal pr ocess, by contrast, can scarcely be used at all for many important aspects of human behavior and, when it is used there, it often serves only for fatalistic evasions.10 =09What are those modest facts that underlie an exaggerated individualism? They are few but vital for human existence. These facts may be distinguished, though not separated.=20 =09One such fact is a certain indispensable level of separateness of every person. A human being is an individual in part insofar as he or she experiences a measure of separateness-for example, that his or her death does not require the death of another hu man being. One dies by oneself.= =20 Insofar as that involves the extinction of one's identity in some important respect, one is an individual with some sort of separate identity.=20 =09Another component is an element of self-directedness. This lies in the social psychological dimension of human life. Self-determination and free will is a part of individualism is so far as an individual is someone whose initiative-choices, decisions a nd actions-is instrumental in who he or she is and will become. Individualism regards everyone as something of a self made person, even if only in a minimal respect, culminating in no more than acquiescence. Individuals, according to the individualist t radition, do have a determining, decisive influence on their own lives, on who and what they will become over their lifetime of development. The idea is that how human beings develop is not reducible to the influence of other people, of history, or even of their parents. =09Furthermore, the capacity for self-generated rationality is a part of the individualist conception of the human being. Every human being is capable of engaging-and, within different individual conceptions, more or less responsible to engage-in creative reasoning, figuring things out, learning of the world-of understanding it-to some perhaps minimal but essential extent. Cognition, at least at the conception, idea-forming level, has to be generated by the person-it can't be imposed. A person is not a c ontainer into which ideas are funneled or poured, or something that responds to various stimuli passively. There is an element of self-generated understanding, however minimal, on the part of the individual according to the individualist social philosop hical tradition.= =20 =09Individualism also upholds moral autonomy for human beings, in the sense that it identifies the individual as the source of moral choice.=20 The point is not, as Steven Lukes argues, that individualism involves the sort of subjective autonomy that "will ev entuate in ethical individualism, the doctrine that the final authority of ethical behavior, values, and principles is the individual alone."11 What individualism requires is that the initiative to do what is right, or wrong, must come from persons and cannot be wholly explained by reference to external or structural causal (e.g., cultural or genetic) forces. It is not others, nor one's DNA or environment that is held responsible for what the individual does. Thus, quite independently of whatever mora l stance is applicable to guiding individual conduct, whatever that stance may be-whether utilitarian, altruist, egoist, hedonist, Buddhist, or Christian-it is an essential point of individualism that it is the agent who makes the moral choice, whose inpu t is the most vital one for whether one takes the morally right or wrong action. Indeed, all bona fide moral blaming and praising is implicitly individualistic. Those, for example, who are very concerned with recent legal developments, whereby people ar e able to plead as an exonerating condition that they couldn't help themselves-where the mental incapacitation defense comes in-are understandably associating this with the demise of individualism with "group think," where the notion reigns that "I" don't do anything, "we" do things or things happen to us.=20 =09There's also the idea associated with individualism of the political sovereign of the human being; the idea that in a polity ultimately it is the individual members of that polity who are sovereign, not the polity itself, not the leaders of the polity, n ot some representative crook of the polity, but the notion that it is you and I, as citizens who are sovereign, who are not subject of some other sovereign whose natural position or superiority or divine selection has come to entitle him or her to power o ver us. This political individualism which this sovereignty notion is associated with is, I think, very much a part of American political tradition. Indeed, those of us who come to the United States from outside, from the very beginnings of our stirring s as Americaphiles, have kind of associated America with this individualism precisely for that reason; we always thought that when you come within these borders you are not anyone else's master and neither is anyone else your master; you're sovereign. Th is is a form of individualism for which America is well known and also often criticized.=20 =09Finally, the notion of liberalism which is also associated very much with the American political tradition is related to individualism; the idea that individual rights, negative rights to life, liberty, and property, are something that is by nature to be ascribed to every adult human being.=20 =09So, these six conditions, I think, pretty much characterize individualism. I might have mentioned a seventh, but it takes us into realm of metaphysics. There was a hint of it in the first one-separateness. There is the metaphysical form of individuali sm that is probably beyond the debate that I am participating in with this talk and with other parts of my work and that metaphysical individualism maintains that every being in an essential respect is a particular being.= =20 There are no general or concret e universal beings. There is no such thing as society. There is no such thing as family as a concrete thing.=20 There is no such thing as the team or America, or blacks or whites, or women or men; there are beings and all beings, who although they can be of a specific kind, nevertheless in their actuality are individuals. As I say, this is a slightly distinct form of individualism from the one with which I'm concerned, although it is often mixed up with it. The Platonist Criticism =09We have seen a sketch of the nature of individualism. Let's now examine a few of the more severe criticisms of individualism. To begin with, here is a brief look at the most traditional, perhaps even the most powerful, anti-individualist thesis, namely , a certain understanding of Platonism.=20 =09If one takes Plato's dialogues to actually spell out a philosophical viewpoint-and there is dispute about whether one should take Plato's dialogues that way-as indeed many textbooks have, many teachers do, and many references to Plato imply-then I think one comes to the conclusion that Plato favors the reality of concrete universals over concrete particulars or individual beings.=20 =09Particular beings, you and I as we manifest ourselves in this actual, visible world, are in some sense inferior, are imperfect versions of the perfect rendition of this being in a concrete universal. This can be taken on analogy to the way a perfect cir cle, as defined in geometry, is superior to any actual circular being. Thus it is human nature-the form of humanity-that has the elevated or noble status. We who imperfectly participate in this form are always inferior, and lamentably so. It is, accordi ngly, no accident that Western civilization has always had something of a disdain toward the body, whether it be in connection with work, sex, business, material possessions and the like. There is this legacy of the pure idea or spirituality as superior to the actual approximation of it here in this world.=20 =09This is anti-individualistic in that the individual is always an inferior part of reality. The truly elevated part of reality is the universal, the ideal. The criticism of individualism derivative of this Platonic outlook is obviously embodied in a ver y comprehensive, philosophical point of view. In response, one would have to deal with at least some aspects of that point of view, to which I return later.=20 Aristotle as Anti-Individualist =09There is a more moderate view of ancient anti-individualism. That's the Aristotelian notion that the human being can only be realized as a part of the whole. The whole doesn't have to be all of humanity as is implicit in a certain reading of Plato, but something like the family, polis, community, or some other group. Because Aristotle identifies human beings as essentially social, it follows from his view that no individual can flourish apart from the realization of this communitarian good.=20 Aristotle himself seems to have been ambivalent on this matter, for the self-sufficiency he associates with living in the polis need not deny an essential individuality to every human being. One can be essentially both individual and social, given a certain unders tanding of these notions.=20 But in the history of political theory it is often claimed that Aristotle's much revered and highly influential position implies the rejection of individualism, mainly because everyone does best in life when belonging to a commu nity.=20 =09There' are many echoes of this view in our own time, what with the reemergence of communitarianism in the writings of Alasdair MacIntyre, Richard Rorty, Bellah & Co., and Amitai Etzione.12 There are certain elements in Aristotle's position, however, tha t stress individualism since he gives a prominent place to self-directedness, something that does not square fully with an exclusively communitarian conception of human flourishing. The idea in Aristotle is that it is, in fact, the individual agent of co nduct who is virtuous or vicious. It is in part, not wholly, through the individual's own effort that his or her character is achieved and thus the ethical (or unethical) life is lived. Still, certainly a lot of scholars who are critical of individualism draw on Aristotle in their criticism.=20 Christianity vis-=E0-vis Individualism =09Then there are some elements of Christianity that do not completely square with the individualist requirements that I have laid out, despite some that do. The idea that each human being is a distinct, unique child of God and that the saving of each indi vidual's everlasting soul is the task of the ethical life, suggests crucial elements of individualism clearly enough. But there are also anti-individualist directions that one can find in Christian theology.=20 =09For example, St. Augustine said that ever part of the community belongs to the whole. This holism also seems to be present in Christianity. Thus it appears there are certain ways that the individual may be sacrificed to the whole, or at least the purp oses of the whole.=20 When Jesus said, "Compel them to come in" and was taken by some-e.g., missionaries-to suggest coercing people to join the faith, this is anti-individualistic. Debate certainly prevails about this in theological circles, namely, as to whether Christianity is more supportive or less supportive of individualism-Michael Novak and Robert Sirico seem to stress the individualist element in the American debate, while the Catholic Bishops tend to stress the collectivist element, whereby compel ling people to help the poor, thus denying their free choice in the matter of practicing the virtue of charity and generosity, seems to be favored.=20 The Marxian Critics =09Now we come to some major criticisms of individualism and I'm talking here about Marxism and several of its representatives in the 20th century. I mention only two who are most important in philosophy and political philosophy in particular, Charles Tayl or and C. B. Macpherson.= =20 The Marxian criticism is based on a holistic view, to the effect that humanity is, as Marx said, an organic whole and it's on a historical march toward self development or emancipation (of, course, with all the individuals having reached their full, unalienated specie-being in the process). The period of human history in which individualism was articulated, and to some extent political and public policy, is a glitch; it's important, indispensable, but nevertheless still just a g litch. I always try to characterize it as somewhat like the adolescent stage in an individual's development; a kind of reckless, anarchic, self indulgent, hedonistic period of humanity, at which time the ideology of individualism had an objective function of promoting productivity, of getting us to be more prosperous, of sifting us out from the era of feudalism, of tribalism. But, nevertheless, this ideology has very little to do with truth. It is not true that individuals are free, that they are sovere ign, that they are self directed. It is a convenient story we tell ourselves of that a certain time of our history which propels us into a new era which will then overthrow this individualist outlook, both in=20 mind and in fact. =09I hope I don't need to tell more about the Marxian view. I think most of the talk about obsolete economic theories of the 18th century-the reference to "voodoo economics" on the lips of some political campaigners-draws a good deal from the Marxian notio n that the institutions, including economic ones, associated with individualism have only a set period of time during which they obtain. That's because they perform some function in the larger historical scheme of humanity's development. What is the cru cial point influenced by Hegel and Marx is that they certainly do not identify the nature of human reality accurately and correctly.=20 =09Now, there are others who draw on this Marxian tradition and mix it up with Aristotle and the communitarians. The leader of this group tends is Amitai Etzione, the sociologist at George Washington University who edits The Responsive Community. The jour nal has published essays criticizing libertarianism which the author associates intimately with individualism. Individualism here is taken to be the homo economicus approach, the sort Mary Midgley called an exaggeration of individualism.=20 It posits that everyone is a utility maximizer and social relations among human beings are entirely optional, neither biologically necessary nor morally required. It is taken in this approach that the human individual is in principle, essentially, an isolated self akin to Robinson Crusoe on an island who just appears out of nothing but manages to survive and flourish. If another individual of this type shows up, say Friday, the two then face the option of engaging in mutual transaction, each having their personal, pri vate, subjective preferences set, with no role played by ethics, their biological, psychological or social nature in this process.=20 =09This economistic model of human nature and human behavior has, of course, had a major role in certain aspects of individualism and spelling it out has been one of the tasks of many famous political economists, such as Milton Friedman, Gary Becker, Gordon Tullock, and the late George Stigler.=20 =09The critics, including communitarians and neo-Marxists, have found this version of individualism quite false to the facts; they have found it sociologically, psychologically or ethically flawed-flawed in almost every respect. Because, unfortunately, som etimes this model of human nature and human behavior is taken out of the realm of technical economics and used to make sense of political economy-by some economists who have elevated and who come to be looked upon as not just technical economists but spok espeople for an entire system of political economy-when criticism is leveled at this type of individualism, it appears that individualism per se is felled by the blows that are delivered. But this move is quite hasty. =09Usually, the alternative placed before us is a rather ambiguous kind of we-ism, a communitarianism in which the community is quite undefined. No answers are given to the crucial questions: Which is the community that we belong to? Where is it? How lo ng does it last? How do we come to belong to it? How do we leave one of them and go to the other? By what standard of assessment do we judge some communities to be barbaric or corrupt and make our way, if we can, to some others? Feminist Critique of Individualism =09Some radical feminists, especially Catherine MacKinnon, attack individualism, often from a kind of neo-Marxian perspective that has been transformed to embody feminists components. The essential point is that there is class warfare, though not the econo mic kind, but one involving gender classes. It is supposed to be these classes, not the individual members of the classes, who matter politically and ethically.=20 =09For example, MacKinnon is one of the feminists who rejects all talk about the right to privacy, for example in connection with defending the abortion option for women. She recommends, instead, that the discussion about women and abortion be cast in the collectivist parlance of group power. Here, again, the group is looked upon as the greater reality than the individual. This line of reasoning follows one advanced two centuries ago by August Comte, the French father of sociology. He made the point tha t, [The] social point of view ... cannot tolerate the notion of rights, for such notion rests on individualism. We are born under a load of obligations of every kind, to our predecessors, to our successors, to our contemporaries. After our birth these obli gations increase or accumulate, for it is some time before we can return any service.... This ["to live for others"], the definitive formula of human morality, gives a direct sanction exclusively to our instincts of benevolence, the common source of happi ness and duty. [Man must serve] Humanity, whose we are entirely.13 =09This notion, it'll be easily seen, harks back all the way to Platonism-the idea that humanity is a reality which stands over and above every individual or even every subgroup of humanity. =20 Radical Pragmatism =09Finally, I return to the radical pragmatist view of individualism. Pragmatism is most noted for its rejection of metaphysical foundations-of human knowledge, human morality, scientific understanding, indeed of everything.=20 =09The idea that there is something on which our belief systems can rest, which can hold it firm, which gives it some sort of stability, is rejected by pragmatism. In some ways this is just another rejection of the mode of thinking encouraged by Descartes a nd his famous attempt to build all our beliefs on the one certainty that the individual thinker exists as a subjective, conscious self. That much all pragmatists have in common, including Charles Pierce, John Dewey, Willard Van Orman Quine, and Richard R orty, just to mention the major ones.=20 =09Out of this position Rorty advances the belief that when we do have some understanding, this rests on tents of thought agreed to by members of different communities. In his famous essay "Solidarity or Objectivity?" Rorty rejects the possibility of objec tive knowledge-the sort we imagine we might get of reality after hard work, research, and the clearing away of prejudices and preconceptions. It is a myth that we can know the world as it exists, unconditioned by the thinking that we do in coming to kno w it. We are able to keep a stable, apparently independent world view in tact only because our community supports us in this. We have our various communities, we belong to them, and in terms of what these communities give us, we formulate an understandi ng of the world. Rorty goes so far as to indict much of our history of ideas, claming that "The tradition of Western culture which centers around the notion of the search for Truth, a tradition which runs from the Greek philosophers through the Enlightenm ent, is the clearest example of the attempt to find a sense in one's existence by turning away from solidarity to objectivity."14 This objectivity, if attainable, would make individuality possible-one could, at least now and then, take an independent view of reality and thus perhaps criticize even his or her own community. But Rorty insists that no such objectivity is possible because, as he puts it in another place, "we should have to climb out of our own minds" in order to attain such a stance. Indeed , he thinks, following Ludwig Wittgenstein, that any question that suggests that he need to do this is meaningless, "should not be asked."15 =09There is no role for the individual, with his independent consciousness, to ascertain or to stand apart and criticize the community's viewpoint. Rorty, as have others done, brings in Wittgenstein to give him support in this epistemological thesis. Witt genstein has this argument, well known in contemporary philosophy, called the "private language argument." In it he maintains that a certain type of empiricism is false, one according to which every individual gains sensory impressions of the world on whi ch he then, individually, builds an understanding of reality by organizing, naming, and drawing inferences from these sense impressions.=20 =09Wittgenstein held that no individual could ever create a language since such a language could never admit of being corrected. If I create my own language, every name that I give-just like if I give a name to somebody-is necessarily right because it is a n act of will or choice, not a matter of a publicly affirmable or correctable discovery. If I created a language all on my own there would be no way anyone could correct what I'm saying and doing. No one could hold me responsible for having made a mista ke.=20 =09Wittgenstein, no simple thinker to interpret, is taken to have argued that the only way that language can be understood as a medium within which errors and corrections can be made, is if we look upon it as a social creation. Neither the subjective certa inty of Descartes' individual mind, nor that of the empiricists' subjective sensory impressions, can provide us intelligible knowledge. Thus the argument is supposed to oppose individualism. Another statement of this view which Rorty advances was advance d nearly two centuries ago by August Comte: The man who dares to think himself independent of others, either in feelings, thoughts, or actions, cannot even put the blasphemous conception into words without immediate self-contradiction, since the very language he uses is not his own. The profoundes t thinker cannot by himself form the simplest language; it requires the co-operation of a community for several generations.16 =09So, Rorty supplements his pragmatist view of anti--foundationalism with Wittgenstein's private language argument, thereby disposing of the notion that any individual can could ever take a cognitively independent stand from his or her community. In effec t this means that true dissidents do not exist, there are only warring groups. Some Answers to Critics =09There are other criticisms of individualism, such as social psychological, sociological, historical and related ones. But I will concentrate on those I discussed above because the others tend to be derivative of them. =09Was Plato's criticism a telling one? There are different ways of reading Plato and one way to read it is to imagine that his dialogues present us with an image of how to keep some semblance of the rationality vis-=E0-vis the hustle-bustle world facing us. One such way is to develop certain philosophical myths, useful suggestions embodying half-truths.=20 =09Thus it is arguable that the realm of perfect ideas is a philosophical myth. It's not supposed to be some objective reality, one wherein actual ideals subsist as concrete universals, superior to individuals here in visible worlds. Rather, arguably, wha t Plato may have had in mind is that we should always have a set of standards to which we refer the actual and in terms of which the actual world might be improved. This reading of Plato does not exactly endorses individualism, but it certainly softens t he blow against it. One has to become less of a Platonist and more of a supporter of Socrates, the more common sensical teacher of Plato. Or, to put it another way, one should move in the direction of Aristotle's empiricism and remove the dualism entire ly and endorse a universe in which there really is just one kind of reality and within this reality, the individual is one whose existence we can, if we careful, if we think about it carefully and bear it out, affirm. And if we affirm the individual huma n being's existence within this one system of reality, I think the result will be that the individual is of paramount significance.=20 =09As to the criticism, here I would prefer the ethics of Aristotle towards polities. I would argue that the individual has to be a member of a community but it is not necessary for the individual to be a member of some particular community or to ignore on e community over another, or to flourish within one community rather than another. I think there are many different communities within which individuals can flourish. But if you retain the self directedness portion of individualism, as you must with Ari stotle, I think there is no conflict between Aristotle and individualism. There is a conflict between Aristotle and some thoughts of individualism, for example the Hobbesian nominalist version and I'll return to this matter later.17 =09As to the Christian criticism of individualism, it depends largely on how one is to appreciate the theological criticism of a philosophical position. Taking Christianity as a fairly straightforward doctrine, where it joins hands with philosophy, there a ppears to be no major conflict between certain crucial aspects of individualism and Christianity.=20 Augustinian Christianity sees the individual as a moral agent with free will and the responsibilty to live a virtuous life. Thomism draws on Aristotle and thus affirms the role of the individual ethical agent, since Aquinas takes seriously the place of the individual's moral choice or initiative, as did Aristotle. As such, there appears to be no major opposition between the main thrust of Western Christian ity and individualism, especially if one adds to this the distinctive Christian doctrine of every individual person's status as a child of God and as having the responsibility to achieve everlasting salvation by his or her own chosen deeds.=20 =09There is one problem with this, though, which is that because of the otherworldly aspects of Christianity, it is problematic just what exactly is the individual. That is, to get a clear idea of the nature of the human individual may not be possible, in light of this central otherworldly component. So, "Who is the 'I' from a Christian perspective?" is impossible to answer in a way that is accessible to non-believers and non-Christians. There is also the often cited provision of The Bible that Christian s may need to be forceful in bringing others to their faith. "Compel them to come in" can be rendered in such a way as to lead to policies that would rob the individual agent of his or her autonomy in making the decision to aspire to the kingdom of God.1 8 =09There is, then, some ambiguity in the individualism that is found within Christianity. That could arguably be a flaw in the Christian as against the secular version of individualism, since if one is to appraise a theory of individualism, one has to know something about the nature of individuality-e.g., what is the extent of the person's sovereignty, what are the implications of that sovereignty and self directedness? One cannot answer such questions from a point of view that is heavily laden over with s upernatural referencess.=20 =09As far as the Marxian view is concerned, although it is now somewhat out of favor, many still embrace it. It even receives some support from scientists, such as the late Lewis Thomas who endorsed the conception of humanity as an organic whole.19 What i s flawed in Marxism is something wrong with all anti-individualist positions, namely, that it is contradicted by certain very evident facts on the part of every human being, including, especially, one as Marx-a creative intellectual.=20 Intellectuals, and i n our intellectual capacity, each one of us, are nearly always engaged in original acts. We are not the kind of beings who can be entirely submerged as mere passive particles in some revolutionary progression of history. There is always the role individ uals play in understanding human history, recasting and criticizing it, not to mention putting its lessons into practice. Marx is an especially renowned example of a critical human individual who has a personal, self-determined impact on events That's one reason that the late Sidney Hook could not square the role of the individual in history with hard line Marxism. Marx by implication excludes himself, as a powerful, potent member of the historical drama, from his understanding of human affairs. Thi s is a powerful argument against the Marxian conception of humanity as a collective entity-because it cannot make room for people like Marx, there is a self-referential inconsistency in the system.=20 =09As to communitarianism, the following should make a telling critical point: In the first place, as The Economist recently noted, communitarianism "caricature outrageously" the substance of Western liberalism, "calling it a doctrine of economic atomism th at pays no need to man's social nature." This, as the editors noted, "is simply false."20 Second, the communitarians haven't a clue to which community we owe our loyalties. A little story will bring home this point: On a trip a while ago, I put my thr ee children through the agony of actually hearing a talk by Amitai Etzione, broadcast on National Public Radio from the National Press Club. My children were then 14, 13, and 8. As I was listening to Etzione, he went on and on about how "We ought to d o this" and "We might do that." My oldest daughter was sitting in the back of the van and at one point she cried out: "Papa, Papa. Who is this 'we' this man is talking about?" =09Even a smart child can understand the problems in Etzioni's and many others' communitarianism. Which community is the decisive one? Is it my fellow ex-Hungarians, members of the professional community in which I work, my neighbors, fellow tennis player s, fathers, drivers of minivans, lovers of travel, the blues, or Fred Astair's dancing, libertarians, divorced men, or what? What is the "we" into which the communitarian is grouping us so that we can be understood fully, as who we are, by reference to t his group? From Etzione's communitarianism no clue is forthcoming.=20 =09Nor is there anything better to be said for Rorty's version of the communitarian or solidaristic thesis. Rorty talks about solidarity replacing objectivity, but it is very difficult to figure out to which group we do or should proclaim this solidarity. Which one has this force of obligation upon us? Am I supposed to look at the world as a refugee?=20 As a member of a particular faculty? Which is our point of view? That of an ex-Hungarian? An academic? A person with a given yearly income? It is ent irely unclear, in terms of this position, where one refers to as a member of a community, concerning judgments one needs to make every moment of one's waking life.=20 =09Wittgenstein does not help here, either. What the famous ordinary language philosopher argued against was radical empiricism, the notion that any single mind, faced with nothing but groupings of bits of sensory impressions-sense data-could come to know the world, to attain propositional or conceptual knowledge. There is nothing in Wittgenstein to deny a human being the independent ability to perceive some parts of the world, just as other animals do this quite successfully, and use his or her perceptua l information as a kind of anchoring point for checking what beliefs are urged upon him. The private language argument does not tell against perceptual-only sense data based- knowledge. As David Kelley argues (following Ayn Rand), in his book written, i ncidentally, under Rorty's guidance when the latter was Kelley's dissertation guide at Princeton University,21 the ground of knowledge is perceptual, not sensory or conceptual. And as we would anticipate, from simple ordinary experience and reflection, h uman beings begin to know. They perceive the world and are not simply told about it. So they must take care, individually, to remain properly anchored, to keep their bearings. In the end they must ground their understanding and thus their intellectual and moral independence on their intimate contact with the world, via their perceptual knowledge (something, incidentally, that they share with other higher animals). Unlike other animals, however, human beings must use this perceptual data in order to gr ound their concepts. This is true even though once at the conceptual level, reliance on community is central. =09Furthermore, the idea that knowledge begins with community runs aground when we consider just how this could happen? No community has a brain. It's the members who do. So even if after centuries of human history the bulk of what any of us knows does c ome by way of what others teach us, it could not have been like that from the start. Nor is it always like that now-there are plenty of cases in which children stand their ground against their teachers, citizens against their leaders, one's who often try to indoctrinate or brainwash them and whose efforts often enough need to be and do get thwarted by individual resistance. (For Rorty and other communitarians, the heroic stance of the dissident is impossible-such folks are either deluded in thinking the y are lone rebels or actually amount to lunatics.) Individualism, Naughty or Nice? =09So critics of individual score badly against the central tenets of that view, the idea that a human being's individuality is central to what he or she essentially is. There are forms of individualism not of the type that much of the classical liberal t radition inherited, which can withstand the collectivist assault. The particular type of individualism I have in mind stresses humanity of each individual. This humanistic-or classical-individualism recognizes that there is in nature a distinct class of beings we call human. They are justifiably designated as a dist inct class, not simply arbitrarily named, as nominalism would have it. In other words, there are indeed good reasons to classify human beings as a distinct class of entities in nature. Yet there is also good reason to regard their individuality as one of their essential, central features.=20 So on the one hand we must abandon radical individualism but on the other hand we can firm up the foundation for individualism by noting that in the nature of the caseby a study of human nature, by a careful examination of what it is to be a human beingwe arrive at the conclusion that one of the crucial factors about being a human being is that human being are individuals. In response to this, instead of saying, with Hobbes, that there is no human essence, we can say in opposition to both Marx and Hobbe s thatthe human essence is the true individuality of man. The Case for Classical Individualism But of course saying all this is not quite proving it. Does what I dub classical individualism have anything going for it?=20 Just how difficult it is to answer this might be appreciate from the fact that the very idea of "the nature of something"an idea vitally important to classical individualism as well as to most natural law defenses of classical liberalismhas been under attack for several centuries. I have already mentioned Hobbes' dissatisfaction with classical naturalism, the view that there are natures of things in reality. To this day the dominant philosophical systems and positions have rejected the possibility of identifying the nature of human, or for that matter any other beings, as objectively real, a fact of independent reality. Inde ed, one reason such doctrines as deconstructionism and relativism have fared well in our academic communities is that these simply extend the anti-naturalist, skeptical viewpoint to special areasto wit, literary interpretation and ethics. I have already noted how the multicultural movement owes a good deal to the rejection of classical naturalism. Platonism Rejected.=20 =09One of the major objections to the idea of an objective or real nature of something has to do with Platonism. It was Plato's form of naturalism that had been most widely developed, embraced and utilized in, for example, natural law theory. Even in th e tradition of natural rights there is often an allusion to a Platonist conception of the nature of something. But there is a very serious problem with this view of "the nature of something." We need first to remember that for Plato the nature of anything was to be a timeless, unchanging, perfect form in another, timeless dimension of reality. We do have some plausible examples of this when we study geometrywe can, perhaps usefully enough, t hink of the perfect circle as being in this timeless, perfect, unchanging realm however we might actually understand the precise status of being of the figures geometers define. Euclidean geometry is a formal field, so at least there is a plausible case here. Yet when we consider the nature of trees, or cats, or human beings, or justice, or governments for us to know such a thingwhat the nature of, e.g., a human being iscan we expect that we have to know something that is timeless, perfect, unchanging, eternal ?= =20 Hardly. It is an impossible request. No human being could know such a thing simply because we are actual, temporal beings. We have only so many years to discover what's what. We are not in a position to ever demonstrate the truth of some clai m as to what something is timelessly, perfectly, and finally. Out of this Platonic tradition of naturalism arises a skepticism, a belief that if that is what we have got to come up with to know the nature of man, we simply reach an impasse. No wonder Hobbes did just that by concluding that skepticism concerning wh ether things have a naturethat is, whether in reality different beings really are different by virtue of certain features or attributes they possessis the sensible conclusion. So instead of naturalism, the alternative of nominalism seemed the best we cou ld ask for. Thus, human nature might be one thing in this epoch and another in that epoch, one thing for this society, another for another society, depending on how it all suits us.=20 That this makes it impossible to rest any sort of stable social or po litical order or conception of a good society on human nature, natural law, or natural rights was managed by a great deal of artificial theorizing involving social contracts, conventionalism, pragmatism and so on. All of these views try to reinvent the stability that we lost when the Platonic tradition of naturalism had to be abandoned because it lead to skepticism. So we were left with two extremes: the radical skeptical idea which issues in nominalism and radical individualism, =E0 la Hobbes, and the Platonic alternative of an unattainable, hopelessly utopian and ideal conception of human nature. Both imply skeptic ism in the end.=20 Rethinking Essentialism. =20 =09We should rethink essentialism or naturalism, not abandon it.=20 When we talk about the essence or nature of something we are most sensibly talking about what that thing is, given the best, most reasonable way to classify our experiences. The classificat ion that we thus makeon the basis of evidence we have gathered (limited to the context of our present knowledge as that may be provided that we are consistent and reasonably historically complete) to form our conception of what the nature of something isi s stable enough, given that the world cannot just up and change without rhyme or reason. Even such a changeable being as we are, can be classified in terms of certain basic capacities that can be stable enough to guide us in our political and even perha ps in our personal lives. It can be just as stable as we can expect the world to be, just from our knowledge of history and from our common sense. Actual aspects of the world, its substance-what the sciences tells us, what our common sense shows-cannot be thought of in the same fashion as we think about formal features-for example, logic. The material of these fields is capable of being handled by constructing final definitionsalthough some dispute even thatbecause these definitions are devices of measurement and not actual objects. But human beings, cats, zebras, or just actions are not mere measurementsthey actually exist and can undergo gradu al change, something which our theory of understanding them must also accommodate.=20 In other words, we need an approach to understanding the nature of things that both gives us stability as well as makes room for gradual change.=20 The world itself, as we know it from common sense, demands just that. We can learn it from history, from s cience, from everything that we are aware of: Nature is stable as well as changing!=20 The Stability of Human Nature.=20 =09When we study homo sapiens over the 100,000 years they have been on this earth, we see that human beings do, indeed, have a stable nature as thinking animals-biological entities that have the distinctive facility to think and depend upon exercising this facility in order to make their way through and do well in life. Moreover this thinking capacity of human beings doesn't just happen to go into motion. It is one feature of conceptual consciousness that individuals must initiate itthey must themselves start this process, otherwise they perish (unless they enlist the thinking of others, who have started it, as a substitute). We can compare this human characteristic to what we know of other animals. They behave as they need to so as to survive without any need for individual effort. Mistakes come about in the rest of the animal world through "acts of nature," not through failu re or neglect. No other beings engage in malpractice outside of humans. Human beings seem to always be confronted with the possibility of mishaps through their own agency, which accounts fort the existence of criticism! They can be wrong as well as righ t in what they do, unlike others animals, and it is often up to them. This characteristic, in turn, introduces an inescapable individuality into their nature. It is by their own particular initiative-circumscribed by their family backgrounds, traditions, habits, customs, environment, opportunities, climate, and so forth-that they must confront the task of living their lives. So they face the task of implement ing or establishing their individuality every moment of their lives. But it also quickly points to the social nature of human lifethe very fact that they are thinking animals points to the fact that flourishing in their lives is utterly interwoven with their fellow human beings from whom they must learn, with whom they will find enjoyment and love, with whom they will trade and play and produce and carry on all the most exciting aspects of their humanity. Individualism Humanized =09Now how does all this help us out of some of the problems and paradoxes that critics of individualism tend to focus upon? For one, since we have now a viable, sound, or feasible conception of human natureone that need not be timeless and yet has the sta bility one expects of what the nature of something iswe can identify some general principles we could count on to guide our lives. These principles are going to be general enough to apply over time to succeeding generations even if they will not be guar anteed to hold for eternity as earlier naturalists had hoped. Of course, as Aristotle already recognized, the precise application of the general principles that rest on our knowledge of human nature may not be exactly identical in different situations, at different times. Being honest in the twentieth century prob ably requires applying the principles to telephones, call waiting, fax machines, and computers.=20 Two hundred years ago people didn't have the responsibility to be honest in just this way. So honesty, although it may well be a very general human virtue that we all ought to practice, will also have its very individual, regional, temporal, and culturally related manifestations.=20 And so, too, with other virtues such as courage, prudence, or justice.=20 =09There can be very many general human traits of character that make for human excellence that we ought to practice. That these must be applied in particular circumstances does not imply at all that they have to be subjective, mere preferences or choices that we invent at a given moment. These could well be human virtues, so that, for example, trans-historically we could consider a person 400 years ago and if we discover that he is a liar we could say that he did something objectively, morally wrong.=20 =09What is most unfortunate in the critiques of individualism is that no attempt is made by any of the critics to discover a more generous rendition of this social philosophy, one that sees the high regard individuals has for the human individual somewhat m eritorious, somewhat sensible, somewhat morally palatable. Instead we find the critics to stress elements of individuals that seem obviously morally repugnant and often wholly unrealistic. Individuals are taken to be presented as isolated, atomistic cre atures whose "independence" is not the virtuous motivation of someone who is set on ascertaining truth and justice objectively, without prejudice or free of group pressure but the vice of fantasizing some kind of solitary existence, of denying moral conne ction and responsibilities with family, friends, and others. That the individualist is mainly concerned with denying subjugation, oppression, a natural subservience of the human being to some supposedly higher group-which is most often translated as subs ervience to some select other persons-does not appear to phase the critics very much (although some, such as Mary Midgley, make mention of this motivation).=20 =09Nor does it appear to be of importance for the critics to take into consideration that competing accounts of our nature need to be considered not only on the basis of how wildly certain elements of our nature might be exaggerated but also on how exaggera ting aspects of our nature one way may be far more harmful than another. Thus while it is true that individualism can be propounded in an arid fashion, a la the economists' approach to understanding human life, this has been far less harmful than the sim ilarly exaggerated collectivist accounts. Surely one concern of a moral evaluation of alternative social systems ought to be to consider how corruptible respective systems can be. And collectivism certainly has fared badly in some of its renditions. Et hnic, religious, tribal, national, economic and other human groupings have reeked havoc upon humanity aplenty throughout history. The Nazi horrors, racism, ethnic cleansings, lynch mobbings, the Inquisition and the like all provide examples of collectivi sm having gone awry. Consider, as just one example, the Russian author Tatyana Tolstaya's observation, in an essay written for The New Republic magazine shortly after the fall of the Soviet Union, of the nature of one grand a horrid example of collectivi st social organization: ... According to [collectivists] "the people'' is a living organism, not a "mere mechanical conglomeration of disparate individuals.'' This, of course, is the old, inevitable trick of totalitarian thinking: "the people'' is posited as unified and whole in its multiplicity. It is a sphere, a swarm, an anthill, a beehive, a body.= =20 And a body should strive for perfection; everything in it should be smooth, sleek, and harmonious. Every organ should have its place and its function: the heart and brain are m ore important than the nails and the hair, and so on. If your eye tempts you, then tear it out and throw it away; cut off sickly members, curb those limbs that will not obey, and fortify your spirit with abstinence and prayer.22 Is this really such an exaggeration, after all? Marx himself refers to human society as "an organic body."23 St. Augustine states that "... every part of the community belongs to the whole ..."24 =09In an attempt to understand human ideals it is not enough to conceive of the best conceivable rendition of what a given ideal might bring forth. It is also important to explore how readily it can be corrupted, how vulnerable to corruption is the impleme ntation of the ideal. The individualist idea can, of course, be made to serve unsavory purposes, but never so readily and with such cataclysmic results as those of collectivism, small or large.=20 =09Most importantly, however, individualism can be rendered in terms that are closer to the truth of the human situation, both actual human capacities and realizable human ideals. It seems, also, that many of the welcome features of collectivism, the empha sis on sociality, community, fellow feeling, generosity, charity, and such, can find a home within individualism, provided no violence is done to the element of free choice, of the human being's capacity and responsibility to forge a life of excellence fo r himself or herself volitionally, without being coerced into what he or she will do and be. The only way one can take the criticism of individual freedom seriously, as some kind of telling point, is if one believes that an individual's freedom to choose means that what is right or wrong are something this choice determines. But there is no need for this subjectivist provision in individualism. It is quite true that individuals ought to form social ties, that they ought often to be loyal to their group s, that it is best for the to choose to be generous, compassionate and kind toward others. It is also true that mere individual initiative will not lead to full human flourishing, which is the thrust of Aristotle's observation that human beings are by n ature social-political animals. Even thinking cannot get much beyond mere familiarity with, as it were, the surface of the world, unless it is enhanced by the kind of education that only many generations' combined (individual) effort can produce. Just a s the argument for individualism shows that the individual is indispensable, it also demonstrates that the company of other individuals is essential, to the flourishing of human life.=20 =09But it does not follow from any of this that individuals ought to be coerced, by others, to comply with the tenets of any given social arrangement. All that can be demanded of anyone is that he or she accept the protection, for everyone, of his or her moral space or personal moral jurisdiction-that is, the respect of our basic rights that make it possible for us to act on our own initiative. It is the hallmark of individualism that even what is dead right for someone to do must be a matter of choice. Without that the very dignity of the human being-the capacity for a person to earn moral credit for doing what is right-is destroyed.=20 Endnotes: 1 Mary Midgley, The Ethical Primate (London, England: Routledge, 1994), p. 123.=20 2 Susan Mendus, "Liberal Man," in G. M. K. Hunt, ed., Philosophy and Politics (London, England: Cambridge University Press, 1991), p. 47.=20 3 Alasdair MacIntyre, "Nietzsche or Aristotle?" in Giovanna Borradori, The American Philosopher (Chicao, IL: University of Chicago Press, 1994), p. 143.=20 4 Alasdair MacIntyre, After Virtue (University of Notre Dame Press, 1981).= =20 5 Karl Marx, Grundrisse, (New York: Harper Torchbooks, 1971), p. 17 6 John Gray, "From Post-Modernism to Civil Society," Social Philosophy and Policy, Vol. 10 (1993), p. 44.=20 7 Richard Rorty, Objectivity, Relativism, and Truth (London, England:=20 Cambridge University Press, 1991), p. 31.=20 8 Richard Rorty, "The Seer of Prague," The New Republic, July 1, 1991, p. 37.=20 9 Op. cit. Midgley, The Ethical Primate, p. 103. 10 Ibid. 11 Steven Lukes, Individualism , (London, England: Oxford University Press, 1973), p. 101.=20 12 Amitai Etzioni, The Spirit of Community (New York: Crown Publishing Co., 1993), Robert Bellah, et al., Habits of the Heart (New York: Harper & Row Publishers, 1985).=20 13 August Comte, Cathechisme positiviste (Paris: Temple de l'humanite, 1957).=20 14 Op. cit., Rorty, Objectivity, Relativism, and Truth, p. 21.=20 15 Ibid., p. 7. 16 August Comte, A General View of Positivism (New York: Robert Spellers & Son, 1957), p. 246.=20 17 See, for more on the measure of individualism and the natural rights of individuals in Aristotle's philosophy, Fred D. Miller, Jr., Nature, Justice and Rights in Aristotle's Politics (Oxford, England: The Clarendon Press, 1995).=20 18 For more on this, see J. D. P. Bolton, Glory, Jest & Riddle, A Study of the Growth of Individualism from Homer to Christianity [New York: Barnes and Noble, 1973).=20 19 Lewis Thomas, Lives of a Cell (New York: Viking, 1971).=20 20 The Economist, March 18, 1995.=20 21 David Kelley, The Evidence of the Senses (Baton Rouge, LA: Louisiana State University Press, 1986).=20 22 Tatyana Tolstaya, "The Grand Inquisitor," The New Republic, June 29, 1992, p. 33.=20 23 Op. cit. Marx, Grundrisse, p. 33. 24 St. Augustine, quoted in Thomas Beuchamp, ed., Ethical Issues in Death & Dying (Englewood-Cliffs, NJ: Prentice-Hall, 1984), p. 103.=20