>Date: Fri, 18 Aug 1995 07:49:06 -0500 (CDT) >From: Tibor R Machan The Two Defenses of Liberty Tibor R. Machan The case for a free society, as understood within the classical liberal tradition, has been defended on several basis. Two of these may be broadly distinguished. There is the defense that's advanced by some social scientists, such as economists. Then w e have a more normative associated with Lord Acton, Ayn Rand and Michael Novak in our time. In my view Rand put it on record perhaps in the most fully developed fashion, but earlier hints of such a defense were available from John Locke and others in the natural law school of moral and political philosophy. =20 =09In the classical liberal tradition, there has always been this division between the so called scientific or positive versus the so called moral or normative defense of the free society. The scientific defense is usually derived from the grandfather of li beralism, Thomas Hobbes, and includes such champions of the free society as Adam Smith, John Stuart Mill, David Ricardo, Milton Friedman, to some extent Ludwig von Mises, and F.A. Hayek and the Chicago School of Economics. They are very prominent represen tatives of the case for the free market. These, indeed, are the people who are accepted within mainstream forms of discussion, and you could now and then=97especially a few years back=97see Milton Friedman on M= eet the Press and read him on the editorial page of the Wall Street Journal even now. You can see the same prominence evident in the appointment of someone like Richard Posner as judge of the 7th District Court up in Chicago, as well as by the number of Nobel Prizes received by other scientific econom ist who defend a free market system of economic arrangements for human communities. The books of these social scientist champions of classical liberalism are very well published, by prominent publishers such as the University of Chicago, Harvard Universi ty, University of California and other premier presses. We will shortly get to those who advance the moral defense.=20 =09It is clear that the scientific defense of freedom has had a better reputation than the moral defense. One reason is that the normative defense has seemed weak, in light of the dominance of science.=20 Another is that the normative defense has had to give credence to some version of the ethics of prudence or self-interest, something that has been nearly impossible to do within post-Kantian philosophy (in which goals or results are morally irrlevant). The main reason is, when all is said and done, that a lot of people have had great confidence in science.= =20 Science is supposed to be the most reliable road to truth. Everything else, especially ethics and normative politics, is deemed to be pre-scientifi c, to use a term from the late B. F. Skinner. Talk about right and wrong, morality, immorality, ethical notions, true justice, the American way=97all of that is often decried by scientific defenders of the free market as "music," as creative myth, not, how ever, as provable truth, factually based, verifiable, confirmable, testable, or capable of being demonstrated.=20 =09This means that most prominent defenders of the free society, whether in its pure libertarian or watered down welfare statist version, are skep tical of making a moral case for their system on anything but an intuitive, subjeective basis, one that clearly has no other implication than that the proponent prefers it. For the last 400 years in western civilization, the scientific mode of thinking had been impressive by way of its great productivity. It still is, of course, although some dismay with extrapolating the methods of the natural sciences to all other studies is being voiced.. Still, most of our technology, productivity, the gadgets and technology you and I now take for granted are the results of science. Scientific thinking, research, and their application, namely, engineering, can honestly be credited to the prevalence of scientific thinking.=20 =09When science became available to Western society, around the 14th century=97after Aristotle was reintroduced to the Western world and unseate= d Plotinus and St. Augustin, the idealistic and otherworldly followers Plato=97Western civilization started to look to the natural world. Nature started to be studied systematically and thus began the march toward rearranging and building on earth for the benefit of human life. The practical, social manifestations of that change of focus in Western culture are all arou nd us. But the intellectual consequences occurred around the 16th century. One of the major elementts of that change of focus=97namely, to look and to measure, arrange, manipulate and work throug= h a test and confirm, and then start rearranging the world so that it works for our purposes in agriculture or in manufacturing and all s orts of other areas of our life, not the least of which of it is medicine=97was tha= t people got very hopeful with the scientific outlook. This turned science toward one of its most dangerous but also understandable temptations, namely scientism.=20 =09Scientism is the outlook that the methods and principles that are applied in the hard natural sciences, such as physics, astronomy, chemistry and so on, are the only principles that actually govern nature.= =20 Thus, these principles could also be applied to the study of all aspects of human life, not the least of which is political. In other words, political science was born, probably at the hands of Machiavelli and Thomas Hobbes.=20 =09Morality or ethics, in turn, had thus been unseated from its prominence. From ancient Greece up until the Middle Ages, morality was taken very seriously, albeit usually as a means to prepare people for the afterlife. The notion that human beings are the sort of creatures who can make choices between right and wrong, that they have the responsibility to do the right thing, and when they do wrong, they are blameworthy for this=97this had been very prominent. Human beings were seen as an utterly unique phen omenon here on earth=97almost closer to the divine than the mundane=97even though, of course, everybody knew that we bled and we had to eat and we had to do a lot of things that other animals did.=20 =09Nevertheless, our having a mind appears to have been such a s hocking, awesome fact that it was pretty much believed by all the intellectuals that human beings really are not ultimately of this earth.=20 Thus the principles that really are of more interest to human life appeared to be those that have to do with spirit uality. Of these ethics, or morality, is central. Even today most people receive their ethical-moral teachings from church, not from science. As science made gains on this spiritualistic approach to human life, indeed to an understanding of the whole universe, not only was the idealistic other-worldly focus beginning to recede, but morality, too, became dethroned from its earlier lofty place. Ethics began to take a less prominent position in our culture. Human beings were beginning to be viewed as really just more complicated physical beings. Everything was ultimately thought of as governed by the principles of classical mechanics, that is, the physics which ultimately got its major expression in the work of Isaac Newton.=20 =09Thus the baby was thrown out with the bathwater. To appropriate the study of nature, everything that even seemed otherwordly had been abandoned. Galileo Galilei had been one of those who initiated the mechanistic approach to physics, and Thomas Hobbes, the English philosopher, was his admirer and even visited him in Italy. Hobbes became inspired by the prospects of understanding the world by mean s of the categories of the physical sciences. He forged an entire philosophy, including a philosophy of human life, that tries to understand everything solely in terms of the principles of physics. The Hobbesian notion, that human beings are by instinct inclined toward self-preservation, is taking the laws of motion into the realm of psychology and ultimately social philosophy. That a social contract is established amongst human beings by which soc iety and government is formed is founded on a kind of physics of human life. It is the application of classical materialistic (meta)physics to politics: human beings in a state of nature, outside of civil society, are taken to be clusters of matter trying to keep in motion, to survive. Since, however, ultimately there's too many of them, they collide and repeated conflicts ensue. Well, once this happens, their higher form of material intelligence, =97something like a complex computer (the favorite model of the mind in our own time)=97forces them to make rule= s that will establish peace . In other words, we are just inclined, like billiard balls, to go on moving, living, but then we start colliding and then our feedback system tells us, "Now, sit down and make some rules."=20 Once the rules are established, just as with traffic laws, they go vern our continued movement or pursuit of our self-preservation.=20 =09So, essentially, the grandfather of liberal politics, Thomas Hobbes, =97and I say grandfather only because he was not quite liberal, jus= t laid the philosophical foundations of a certain version of liberalism=97was a thoroughgoing (i.e., reductive) materialist who wanted to apply the principles of the physical sciences to everything, including human life and, especially, to politics. One of the results of this is the removal of nearly all element s of morality from the intellectual framework of classical liberalism. (What remained was a somewhat minor "imperative" inclining us toward self-preservation, which in economics is transformed into the profit motive or utility maximization. But while th is is something like a norm, it is not optional for us and thus has no moral significance.) =09In this scientisits perspective the ideals we promote=97the language of blaming people for violating our rights for example, for holding them responsible for rape or assault or kidnapping or all the less serious crimes=97were actually removed from the framewo rk of liberalism. All we are, by the most fundamental tenets of this vision, is atoms moving forward and when we collide we automatically adjust and proceed more smoothly and peacefully. That's how society was supposed to come about and get its laws est ablished. Furthermore, any mishap along the way is entirely attributable our lack of sufficient information, not to irresponsible, negligent or vicious conduct. No personal, moral responsibility could be involved in how things turn out in society (just as so many claim today, from academic psychologists to guest on tabloid television talk shows).=20 =09Of course, this view didn't affect everything since not everybody held it and even those who did were of somewhat varyings minds about it.=20 Clearly the position did not completely eliminate blaming or praising=97for one, if you didn't hold these beliefs you would be blamed for being foolish or stubborn! Still, the scientisitic outlook became very prominent. Capitalism itself ultimately was rested on it. Adam Smith, when he wrote The Wealth of Nations, essentially took the Hobbesian idea a step further and said that not only are we all embarking on promoting our self-interest, but the less government there is, the better this system is going to work for o ur prosperity. Because government intervention and regulation amount to the introduction of friction into human social life, unless all it does is keep the peace.=20 =09The whole notion of the free market economic system owes a great deal to this tradition of scientism, of lifting the principles of the physical sciences and applying them to the human nature. For example, subjectivism in ethics, another tenet of a good p ortion of classical liberalism=97namely, of the idea that there are no judgments of right and wrong that are objective, that all judgments of right and wrong are expressions of preferences=97is really driven by this scientistic outlook.= =20 Scientism doesn't all ow for objective values because the notion of right and wrong doesn't even make sense. You can't say, meaningfully, that it's right for Haley's Comet to come near the earth 70 or so years from now.=20 It'll either happen or won't, period. It is not a matt er of whether it ought to happen. Even the few free market economists who overtly attacked scientism tended to reintroduce it by the back door, e.g., by way of modeling the market along lines of more complex physical systems.=20 =09Despite what F. A. Hayek argued, that in fact the modeling wen t the other way, so that, e.g., Charles Darwin adopted the framework of social scientists such as Adam Ferguson, by which to understand natural phenomena, the basic grounding remained scientism. The social theory of Bernard Mandeville and David Hume, had by that time been placed under the influence of a more complex version of scientism, one that retained the foremost ingredient of the earlier, mechanistic type, namely, determinism, the denying of the possibility of free choice, self-governance or initia tive in human life. For example, Ferguson held that we are motivated by "subrational drives." In turn, Hayek claimed that Ferguson, "with his phrase about the 'the results of human action but not of human design' has provided ... the best definition of the task of all social theory." The crucial point about scientism is its thoroughgoing determinism, its denial that human beings are agents, its relegation of human reasoning into the service of the human passions, so that cognition and self-regulation in light of understanding play no role in the explanation of human action.=20 What matters is the simple or complex ways we are driven to behave. In contrast the moral viewpoint treats human beings as agents of their own conduct, as crucial first causes of some of what they do. It's only with human beings that people tend to talk about what ought to be done. It doesn't appear to apply to other an imals, although there are, of course, some who would say otherwise.=20 =09Still, it seems right that when a dog bites the mailman, we don't believe it ought not to have done that, even as we lament the fact. We don't treat the dog as a responsible agent, as i f it could have made a different choice and thus mightn't have bitten the mailman. But if we are indeed what the essence of scientism contends, namely, mechanical or, these days, computational systems, and we just behave as we do with no choice about the matter, then we cannot be held responsible, for better or for worse. If scientisti sm is true, human beings, too, become bundles of particles being moved about in the universe, and there is no question of right or wrong as to what they do, nor about what they believe (which is one place where scientism leads to serious difficulties, sin ce it is unable to make sense of people being wrong, even as to what they think). At first scientism seemed to offer support for freedom because the idea was that with less intervention in their lives by other persons, including governments, people would move about efficiently. Laissez-faire public policy is in a way like frictionless space, posing the least resistance to human motion and progrtess. Without government regulation, coercion, and interference, human beings would advance more rapidly toward self-preservation and self-enhancement. It makes pretty good sense. =20 =09The problem is that in the human realm one always has to consider something along the following: "Since governments obstruct progress, we should or ought to, or it is right for us to reduce government intervention, so government intervention is wrong." We even go on to think that coercion and government regimentation may well be morally evil, politically unjust. , Yet, while it seems inescapable for us to think and say such things=97for even to recommend the mechanistic framework involves saying, "This i s how we ought to think"=97that kind of thiking and talk makes no sense within the scientistic framework. It is interesting that someone like the late Professor George Stigler, a Nobel Laureat in economics and a supporter of deregulation, had actually bit the bullet and accepted the consequences of this Hobbesian, scientific approach to human life. He was a great champion of the free market. Yet he also accepted the consequences of scientism.=20 =09In one of his talks, at the Mt. Pelerin Society, he argued that we live in the best of all possible worlds! Why? Well, because there is no other possibility. Since there is no choice about what we will do, the world we live in is the world that came about through the laws of nature. There is no other way that it could be. So, blaming people, including governments, is entirely futile. It is like protesting the we ather or one's height or age. Here is where the central flaw in the scientistic approach to politics comes into clear focus, and it was one of classical liberalism's champions who pointed it out: If everything is governed by deterministic laws, then there is no right and wrong about anything, including, of course, tyranny and government regulation, intervention, crimes, etc. So, ironically, the champions of classical liberalism, influenced by this scientistic outlook, had deprived themselves, philosophically, of the sort of ideas th at could battle government tyranny and intervention. This is because the only way you can battle something that people do wrong is to see it as something that might have been done differently and could be changed in the future. =20 =09One element of such an ou tlook is to declare tyuranny, as an example, as morally corrupt. It exists, but it might not have existed had people done things differently. Without the availability of that intellectual position, all we can do is describe how things happened, are goin g on and will develop, as we do in astronomy or evolutionary biology.= =20 Fretting about how it might have happend and should turn out is irrational within such a perspective. If it is impossible for people to do anything differently=97if they must do the thi ngs they do, if this is a deterministic university through and through, such that none of us have any choice in what we do=97then all we can do is look at tyranny and say that's how it's got to be=97as when our picnic is rained out. We can lamen= t it a little , say it's too bad, but we cannot meaningfully say, no one ought to be a tyrant! We cannot rationally then say to politicians, presidents, criminals or terrorists that they shouldn't act the way they are acting, do what they are doing. We simply have to accept it, describe it and make predictions. And that's the end of the story. That is the effect of scientism on how we view human affairs. All this now has a destructive impact on the prospect of human liberty.=20 =09The notion that individuals have the right to liberty=97that they have a right to trade their wares, to acquire property, to enter into and freely consent to a contract, to resist bein g stolen from, to be intruded upon or governmental prior restraint=97makes no sense if someone who violates those rights is doing just what has to be done. It may be bad but it cannot be wrong! The indictments against such conduct become, then, expression s of our wishes. Of course, our wishes go against the wishes those who do want to tyrannize us, intrude on us, kill us, steal from and regulate us, but there is no valid issue of who is right and who is wrong because it all just happens,m for better or f or worse.=20 =09Freedom cannot be defended if it is not a matter of a genuine human option whether you respect people's right to freedom. If you must, for example, intrude on them, if it is indeed an unavoidable fact that somebody murders someone, it's not even murder. It's merely a killing.=20 It's no different from when a hyena attacks a zebra. A zebra can't say or think, nor can we think this about the hyena, that it oughtn't to do this, it is wrong. It makes no sense. Well, if you view human beings as nothing other than these automatons, these instinctually driven material pulsating things, ultimately there is no way to say to them, what you are doing is wrong and you ought to change your ways, and you ought to, for ex ample, pay compensation when you have done wrong=97or at least ought to apologize. All of that language is completely ruled out. It is nothing different from demonology, witchcraft, astrology or alchemy. Just as all those are bogus disciplines, so must p olitical philosophy and ethics become bogus fields, if the scientistic approach is true.=20 =09But, =97and this is the crucial question to raise=97is the scientistic approach sound, is scientism true? We have already noted some problems, so let us see why there are further serious doubts about it. One major problem with the scientistic approach is that it actually violates the most important tenets of science, namely, that you ought to go with the evidence and you don't impose a framework from some other area where the evidence may not apply on to the subject matter you are interested in understanding. If you are studying the psychology of rats and then you apply the findings to teenagers, you are likely to go wrong. Not that there could not be some help there. Sometimes there are aspects of the rat psychology that we share, but there are aspects we don't share, just as we also fall, exactly the way in which a sack of potatoes falls when you throw it off the top of a building. It's a not a great deal of difference between a person and a sack of potatoes falling down. They both just land and make a big mess. But that doesn't mean that a person is a sack of potatoes, that only the truths that apply to the sack of po tatoes apply to the person. You can take some of the findings of some of the sciences and apply them to some other subjects, but it's a very delicate process, and it has been driven, throughout the last 400 years of western civilization, by lot more hope than evidence. Just as the natural sciences improved our ability to manipulate nature=97to control it and to extract from it all sorts of benefits for ourselves=97the hope was that we could do the same in ethics, politics and so on. The assumption was made:= =20 If we only kne w the laws that drive human beings to do what they do, we can go in there and apply social engineering to human life and improve it, too." But that hope didn't get fulfilled, as we well know now.=20 =09There are other obvious difficulties with scientism and its application to social policy. 400 years of scientism and 150 years of social science has not really improved the world a whole lot, not at least outside of the realm of technology itself where i t had its home in the first place. The Nazis, the Soviets, the hoods, the child molesters, rapist, serial killers, and the rest were not rehabilitated or repelled by means of social engineering. At most things got no worse than they have always been, ex cept, again, where technology applies directly, as in handling household chores or producing the information highway. We also know that 150 years of interventionist economics, which is also based on Keynesian, Marxian, Galbraithian, and a lot of other so cial science, did not improve the world a whole lot. If anything, it has left us as confused as we were to start with, at least as a general rule, throughout the globe. What is necessary to make amends for the sins of scientism is to become properly scientific. This would amount to the recongition, first of all, that this animal species we call the human being has certain unique attributes, ones that cannot be derived f rom our understanding of other features of reality. We would learn that just because there are some things we share with the rat, the computer or the north star, it doesn't follow that we are just like those entities, that we share their basic nature or essence.=20 =09A proper scientific approach reveals that with the emergence of the human species some unique attributes have emerged in nature. The foremost of these unique attributes is that human beings can think and that this is an activity that cannot be automatic. At first, this is something we know from plain common sense. To any parent or teacher this should be obvious. Those who have d ealt with children or students cannot miss that one cannot force them to think. That contribution to the rearing or educational process has to be provided by the child or student.= =20 They have to will it to happen. If they don't, it isn't going to happen.= =20 You can wear funny hats, you can sing songs, you can do all sorts of tricks but they are not going to pay attention until they choose it on their own initiative=97because it is up to them to do it. More technical reflection also affirms that this is a unique aspect of human beings.=20 They produce ideas, theories, novelty throughout the parameters of their lives and none of that can be adequately explained by reference to mere exterminal stimuli or ge netic constitution. Human beings initiate some of what they do. Much of what is crucial to their lives is not simply the result of previous forces working on them.=20 =09The late neurophysiologist/psychophysicist Roger W. Sperry of Cal. Tech., who received the Nobel Prize in the '50's for his split brain experiments, devoted his life (after he received the award) to demonstrating, by the tools of his particular science, t hat there is actually a physiological basis for freedom of the will. Indeed, that free will is the power of the cerebral cortex to govern the function of the rest of the human brain. Sperry argued that human beings have the kind of brain in which a higher portion monitors and can assume control over the rest. That's pretty much what we know from common sense: We have inclinations, desires, wishes and habits. But we can watch over t hese and we can guide ourselves away from or in line with them. We may want to eat more than we finally decide we should. So, we stop. That doesn't mean that our inclination isn't there. It means that our higher brain functions are capable of monitori ng and altering our inclinations. This is what we call self-restraint. This is resisting temptation. Many of the people in academe, as well as those who end up on Oprah, Donahue and Geraldo, have completely overlooked that what most people are doing when things go awry is falling into temptation and failing to resist it.=20 Instead, they are treated as the special, rare case in which someone is addicted or have to carry on as they do for other reasons over which they have no control. (The fact that they are put to jail may be an additional wrinkle on this story that hasn't been told yet. But I'm sure we will eventually have judges appearing on Geraldo who say, well, we can't help ourselves, we just have to put these social misfits in jail. They will say, "We are addicted to jailing people.") =09Criticism of any position implies that some criteria are being applied to which adherence is required. And if we deny the capacity for human initiative, there is no way to make sense of criticism, in the last analysis: one's insistence on following certa in standards would also be the result of nothing more than certain forces that make one insist on it.= =20 Those who would deny those standards would have as valid a ground for that as those who embrace them. All propositions, in the end, would turn out to b e equally sound, equally true, which would produce intellectual chaos.=20 =09In a sense this result has actually been achieve in certain circles. Multiculturalism is distinguished, in part, for insisting on the impossibility of making any distinction between cultures that are better and those that are worse, even in their underst anding of the world. That this is itself a claim to a better understanding of the world does not seem to disturb the proponents of the position. We can learn from it at least that the implications of the deterministic, value-free approach are quite dras tic and intellectually intolerable. Truth itself dies once freedom is denied. So we can affirm human initiative without violating science or the tenets of coherence. So what are the broad political implications of this? We start with noticing that under most normal conditions, unless a person has been terribly abused or kept in a closet for the first 12 years of his or her life, human beings have the capacity to make free choices, that they actually can initiate some of their conduct and the conduct is not simply explainable by reference to past events. From this it follows that human beings have to learn to act because they are not given prompters, instincts, that tell them what to do. Put generally, we all, except fo r the crucially incapacitated, have to learn to live right. This accords with most of the cultural practices throughout human societies and history. We send people to school. We don't expect them to acquire knowledge of chemistry or computer science or philosophy by instinct the way in which most birds and bees acquire most of their behavior through instincts. Birds don't forget to fly south=97the bulk of them do not make a mistake and stay home. They don't have this problem.=20 =09Human beings are the ones who can act badly or well, on their own initiative. Furthermore, another implication of this understanding of human nature is that we are self-responsible creatures, that a great deal of what is important in our lives, we must individually produced. We have to play a very decisive role in what happens in our lives. If we don't, we don't learn. We don't realize the cost of mistakes. They come back to haunt us. This can be noticed right in the course of discussing the topic at hand. if someone disagrees, the implication is that one has argued badly. I f someone agrees, the implication is that one has argued correctly. One is held responsible for either. When we consider what self-responsibility implies, the notion of liberty starts creeping into our vocabulary. It turns out that this self-responsibility requires, in a social community context, that people have their own private jurisdiction where both t heir achievements and their failures are within their own domain and not dumped on others.=20 =09Here one can notice the implications for environmental ethics and politics. Human beings, who are self-responsible, who can create as well as destroy, need to hav e their own dominion, their own private property wherein their achievements and mistakes take effect. That implies, for a legal system, that the institution of private property is essentially a humanistic institution. Everyone must have a private domain , a sovereign status, within society, one that others must respect and governments are established to protect. It is appropriate to our nature as human beings not primarily, as economists argue, because it leads to prosperity, not because it leads to cre ativity, but mainly because it accords with our human nature as self-responsible, moral agents. We human beings need to know what props are available with which to guide our lives and make choices. We human beings need to know whether when I want to be charitable, can I take Jim's telephone and give it to somebody, or is it only my tape recorder th at I can give to somebody? If we all get confused about this, as we do in this society and nearly all others, then the requirements of our humanity are not being met. Such a society is literally demoralized.=20 =09Now, you can then see that from the enthusiasm from science we went and moved toward sort of the diminution of morality. From that, we lost the ability to talk about liberty in a normative fashion. We can only say, well, some people have it and some peo ple don't and let that be the end of the story. If we revise this framework and recognize that true science does not permit reckless extrapolation from the natural sciences over to the social sciences to the psychological sciences, but requires that in e ach case we learn what's the case, and if you then take seriously the possibility that we will find about human beings, that some things are the case that imply a moral nature in human life, then you can see that liberty can now be given a moral defense, and this is not the best of all possible worlds because there are Clintons and Hillaries in it and it would be much better if they would just resign and leave some more liberty-loving people to govern. Throughout Western intellectual history, it has been mostly religion that has stressed the moral nature of human life.=20 =09Of course, Christianity learned this from the Greeks and Romans, who had something of this in mind already. Socrates emphasized the vi rtuous human life, as did Aristotle. And from that it follows that some measure of individual responsibility and liberty are necessary conditions of society. Both the secular natural law tradition and the Christian stress on each person's responsibility to save his or her soul imply the free society. From the secular viewpoint, however, these implications were suppressed by scientism. And within the religious framework the zealotry involved in making everyone conform to God's will tended to extinguish the libertarian implications. In the last analysis, the free society has two strong traditions advancing its defense.=20 =09To decisively determine which of these is the better, which is true, is a topic for another discussion. But we can already see that there is no obvious superiority t o the scientistically inspired position that denies freedom of the will, ethics and normative politics in human life. It seems, also, that such a view stands a better chance of being a successful intellectual defense of the free society.=20